Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yumei HuangCitizens Securities, Inc.AXA Advisors, LLC03-14-2019
Seth Richard HoffmanCommonwealth Financial NetworkAXA Advisors, LLC$106-04-2018
Joseph Barrett FlanneryMorgan StanleyAXA Advisors, LLC03-16-2018
Guillermo Rivera ZayasSantander Securities LLCAXA Advisors, LLC03-15-2018
Luke Christian PorterAPW Capital, Inc.AXA Advisors, LLC12-01-2017
Chelsea B RixnerCUSO Financial Services, L.P.AXA Advisors, LLC06-19-2017
Katherine J. KiddPNC InvestmentsAXA Advisors, LLC01-26-2017
Paul Ronald ReedAllstate Financial Services, LLCAXA Advisors, LLC11-22-2016
Joseph William VeaseyPark Avenue Securities LLCAXA Advisors, LLC09-13-2016
Joshua Michael KreusserPark Avenue Securities LLCAXA Advisors, LLC05-11-2016
Matthew Stroud HellebuschFidelity Federal Planning Corp.AXA Advisors, LLC05-03-2016
Adam Ernest SchroederGreentree Brokerage Services, Inc.AXA Advisors, LLC04-22-2016
Victor TranMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-28-2016
Christopher Donald McdonaldWaddell & ReedAXA Advisors, LLC02-10-2016
Jonathan George HaabPNC InvestmentsAXA Advisors, LLC09-24-2015
Gregory Edward KniselyAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$105-15-2015
Alan Robert CohenNationwide Securities, LLCAXA Advisors, LLC03-06-2015
Joshua Edward MakowiecCambridge Investment Research, Inc.AXA Advisors, LLC$1001-16-2015
William David ChambleyHornor, Townsend & Kent, LLCAXA Advisors, LLC$2501-15-2015
Jeremy Scott MocekAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC01-02-2015
Sherwood Terry GoldmanEquity Services, Inc.AXA Advisors, LLC12-01-2014
Adam Michael JarochFirst Allied Securities, Inc.AXA Advisors, LLC$2511-24-2014
Christian GleichmanFirst Allied Securities, Inc.AXA Advisors, LLC11-24-2014
Louis D Orazio IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-19-2014
Christopher R McmunigleRaymond James Financial Services, Inc.AXA Advisors, LLC11-04-2014
Next Page »

Showing 1 to 25 of 84 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.