Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Michael JarochFirst Allied Securities, Inc.AXA Advisors, LLC$2511-24-2014
Adam Neil RayburgPNC InvestmentsAXA Advisors, LLC03-19-2012
Alexander WeirSecurities America, Inc.AXA Advisors, LLC03-24-2017
Alexander William HuntVanguard Marketing CorporationAXA Advisors, LLC09-13-2017
Andrew David ScarmardoVanguard Marketing CorporationAXA Advisors, LLC07-21-2016
Ann Margaret MulderigMetLife Securities Inc.AXA Advisors, LLC02-04-2011
Bernard Irving BostwickAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC09-01-2011
Brent A. MelrathWells Fargo Clearing Services, LLCAXA Advisors, LLC07-19-2010
Brett J. DipasqualeMetLife Securities Inc.AXA Advisors, LLC09-14-2011
Brian C. LeePruco Securities, LLC.AXA Advisors, LLC06-24-2019
Brian D RammI.M.S. Wealth Management, LLCAXA Advisors, LLC08-10-2012
Brian HannaPNC InvestmentsAXA Advisors, LLC12-19-2017
Brian James DevinneyEssex National Securities, LLCAXA Advisors, LLC12-08-2010
Brian Joseph FisherCambridge Investment Research, Inc.AXA Advisors, LLC$5001-04-2010
Brian WeymanEquity Services, Inc.AXA Advisors, LLC$1009-14-2018
Cameron FeatherHBKS Wealth AdvisorsAXA Advisors, LLC11-21-2019
Cara M. CannonPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-08-2013
Chad R. LossiePNC InvestmentsAXA Advisors, LLC08-27-2013
Changa Oronde EllisonCitizens Securities, Inc.AXA Advisors, LLC05-27-2016
Chelsea B RixnerCUSO Financial Services, L.P.AXA Advisors, LLC06-19-2017
Chelsea B RixnerAXA Advisors, LLCAXA Advisors, LLC04-10-2013
Christian GleichmanFirst Allied Securities, Inc.AXA Advisors, LLC11-24-2014
Christina Marie GaulRaymond James & Associates, Inc.AXA Advisors, LLC12-13-2017
Christopher Donald McDonaldWaddell & ReedAXA Advisors, LLC02-10-2016
Christopher R. McMunigleRaymond James Financial Services, Inc.AXA Advisors, LLC11-04-2014
Next Page »

Showing 1 to 25 of 119 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.