Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Timothy MagazinerLPL Financial LLCAXA Advisors, LLC05-31-2011
Jeffrey Aaron FryeMML Investors Services, LLCAXA Advisors, LLC04-11-2011
Jonathan Robert GoldmanWells Fargo Clearing Services, LLCAXA Advisors, LLC07-29-2010
Brent A. MelrathWells Fargo Clearing Services, LLCAXA Advisors, LLC07-19-2010
James Stanley BoydPark Avenue Securities LLCAXA Advisors, LLC04-15-2010
Michael Christopher BassBCG Securities, Inc.AXA Advisors, LLC03-15-2010
Julian Adam MarturanoWoodbury Financial Services, Inc.AXA Advisors, LLC12-09-2009
William Rodger LewisCommonwealth Financial NetworkAXA Advisors, LLC11-30-2009
Steven D. EarhartPark Avenue Securities LLCAXA Advisors, LLC10-07-2009
Matthew A. CutlerMorgan StanleyAXA Advisors, LLC08-27-2009
Joshua Edward MakowiecCambridge Investment Research, Inc.AXA Advisors, LLC$1001-16-2015
David Allen VelhoAmeriprise Financial Services, Inc.AXA Advisors, LLC$2510-14-2011
Paul Mehno Jr.Private Client Services, LLCAXA Advisors, LLC$5011-09-2018
James Emory GarrLPL Financial LLCAXA Advisors, LLC$10001-27-2014
William David ChambleyHornor, Townsend & Kent, LLCAXA Advisors, LLC$15001-15-2015
Robert Ernest KauffmanAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$15009-01-2011
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Showing 26 to 41 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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