Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian C. LeePruco Securities, LLC.AXA Advisors, LLC06-24-2019
Richard R. KulbackiLPL Financial LLCAXA Advisors, LLC01-03-2019
Seth Richard HoffmanCommonwealth Financial NetworkAXA Advisors, LLC06-04-2018
Peter Christopher PapeNortheast Financial Group, Inc.AXA Advisors, LLC05-21-2018
Joseph Barrett FlanneryMorgan StanleyAXA Advisors, LLC03-16-2018
Guillermo Rivera Rivera ZayasSantander Securities LLCAXA Advisors, LLC03-15-2018
Luke C. PorterCompass Ion Advisors, LLCAXA Advisors, LLC11-21-2017
Christopher Donald McDonaldWaddell & ReedAXA Advisors, LLC02-10-2016
Jonathan George HaabPNC InvestmentsAXA Advisors, LLC09-24-2015
Gregory Edward KniselyAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC05-15-2015
Sherwood Terry GoldmanEquity Services, Inc.AXA Advisors, LLC12-01-2014
Adam Michael JarochFirst Allied Securities, Inc.AXA Advisors, LLC11-24-2014
Christopher R. McMunigleRaymond James Financial Services, Inc.AXA Advisors, LLC11-04-2014
Mary Ann E. HerrmannPruco Securities, LLC.AXA Advisors, LLC12-17-2013
Christopher Thomas BatastiniPruco Securities, LLC.AXA Advisors, LLC11-22-2013
Kory R. DatresCetera Advisors LLCAXA Advisors, LLC10-30-2013
Chad R. LossiePNC InvestmentsAXA Advisors, LLC08-27-2013
James Harold MitchellCambridge Investment Research, Inc.AXA Advisors, LLC07-16-2013
Cynthia Ann WalkerAllstate Financial Services, LLCAXA Advisors, LLC05-15-2013
Curtis Lynn MusserAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC10-04-2012
James Allen CoxPark Avenue Securities LLCAXA Advisors, LLC01-24-2012
Dale Richard AustinWoodbury Financial Services, Inc.AXA Advisors, LLC12-06-2011
Daniel Russell BaileyAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC10-04-2011
Ryan Matthew MiddletonAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC10-04-2011
Leonard John MarschAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC10-04-2011
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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