Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carson StimpsonAmeriprise Financial Services, LLCAXA Advisors, LLC11-27-2018
Eric Richard TheissAXA Advisors, LLCAXA Advisors, LLC05-31-2018
Joseph Russell ReedyCetera Investment Services LLCAXA Advisors, LLC$5003-16-2020
Jared D. ThatcherCUSO Financial Services, L.P.AXA Advisors, LLC$1005-21-2012
James Matthew MunseyLPL Financial LLCAXA Advisors, LLC12-15-2016
Byron Beene BoydLPL Financial LLCAXA Advisors, LLC05-15-2015
Eilier TeruelMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-29-2019
Jay A. DedekerMML Investors Services, LLCAXA Advisors, LLC05-19-2010
Jon Scott WilliamsMutual of Omaha Investor Services, Inc.AXA Advisors, LLC08-27-2018
Amy M. KingNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC11-05-2014
David H. EnglandOneAmerica Securities, Inc.AXA Advisors, LLC$1012-19-2017
John Daniel RichardsonPark Avenue Securities LLCAXA Advisors, LLC11-04-2015
Jeffrey Blake RicePrincipal Securities, Inc.AXA Advisors, LLC01-08-2020
Sheila Mae BrooksPrincipal Securities, Inc.AXA Advisors, LLC04-16-2019
Karla E. DavisPrincipal Securities, Inc.AXA Advisors, LLC06-19-2018
Steven Keith PersonPruco Securities, LLC.AXA Advisors, LLC06-01-2015
David Clark KemperRaymond James & Associates, Inc.AXA Advisors, LLC09-13-2019
Richard Joseph Russillo Jr.Securities Service Network, LLCAXA Advisors, LLC$5008-16-2010
David Howard BryanSummit Brokerage Services, Inc.AXA Advisors, LLC$2510-07-2014
Michael Dent NunnallyUBS Financial Services Inc.AXA Advisors, LLC04-09-2012
James Paul WaltonVALIC Financial Advisors, Inc.AXA Advisors, LLC04-09-2018
Lia Van De KrolWells Fargo Clearing Services, LLCAXA Advisors, LLC10-24-2018
Christopher Chea StewartWoodbury Financial Services, Inc.AXA Advisors, LLC02-28-2011

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.