Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph PlautzPrincipia Wealth Advisory, LLCAXA Advisors, LLC03-03-2010
Aaron Paul LangstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2018
Abraham Paul Mansour Sr.LPL Financial LLCAXA Advisors, LLC$15001-07-2011
Alex Russell BahunFrost Brokerage Services, Inc.AXA Advisors, LLC10-15-2012
Andrew John WentzlerRaymond James Financial Services, Inc.AXA Advisors, LLC02-02-2015
Andrew Philip WoodVALIC Financial Advisors, Inc.AXA Advisors, LLC05-29-2018
Benjamin Javier RuizJ.P. Morgan Securities LLCAXA Advisors, LLC07-24-2017
Bobby Louis Pennington IIIJ.P. Morgan Securities LLCAXA Advisors, LLC06-05-2019
Bradley Aaron CostiloeJ.P. Morgan Securities LLCAXA Advisors, LLC04-09-2019
Bryan Douglas SmithMML Investors Services, LLCAXA Advisors, LLC10-18-2016
Caleb Keaghey JohnsonBBVA Securities Inc.AXA Advisors, LLC11-28-2017
Celia Mae ScottGood Life Advisors, LLCAXA Advisors, LLC12-14-2015
Christopher Barrett AndersonEdward JonesAXA Advisors, LLC$10002-28-2014
Christopher D McFaddenLincoln Financial Securities CorporationAXA Advisors, LLC02-04-2019
Christopher Dee JeffersCambridge Investment Research, Inc.AXA Advisors, LLC$5006-30-2014
Christopher Kemp ThrowerPark Avenue Securities LLCAXA Advisors, LLC02-12-2013
Colby Marshall HuntJ.P. Morgan Securities LLCAXA Advisors, LLC05-05-2017
Colin WongEdward JonesAXA Advisors, LLC$2506-28-2019
Colleen Elizabeth NurreGWN Securities Inc.AXA Advisors, LLC04-06-2015
Colton Trent LarueRaymond James Financial Services, Inc.AXA Advisors, LLC01-13-2017
Colton W. JacobWells Fargo Clearing Services, LLCAXA Advisors, LLC11-30-2017
Daniel J. BolivarMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-16-2019
Danny AllizadehMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-19-2010
David Bradley MartinLPL Financial LLCAXA Advisors, LLC$1001-05-2011
Dennis Lyn SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-08-2014
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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