Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derek Bradley CarterEquity Services, Inc.AXA Advisors, LLC08-23-2019
Amanda Lyvette RobinsonFirst Citizens Investor Services, Inc.AXA Advisors, LLC$10008-14-2019
Shavkat SafaevMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-15-2018
Brandon Scott SmithThe Leaders Group, Inc.AXA Advisors, LLC10-16-2018
John Christopher James IVPruco Securities, LLC.AXA Advisors, LLC08-23-2018
Brian Charles Dorsey Jr.NYLIFE Securities LLCAXA Advisors, LLC$23005-30-2018
Richard Lester Snoots IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-19-2017
Jacob Todd MorganMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10010-31-2017
Steven James HoltFirst Citizens Investor Services, Inc.AXA Advisors, LLC$50010-17-2017
Sang Hoang DuMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-06-2017
Jason N. KimlickMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-19-2017
David Richard DegenLPL Financial LLCAXA Advisors, LLC01-23-2017
Ivan Obra Mattox Sr.OneAmerica Securities, Inc.AXA Advisors, LLC11-02-2016
James Frederick CollinsOneAmerica Securities, Inc.AXA Advisors, LLC10-20-2016
Kevin Allen BernardAvantax Investment Services, Inc.AXA Advisors, LLC06-03-2016
Thomas Allen DukesBB&T Investment Services, Inc.AXA Advisors, LLC$10011-02-2015
Patrick T BlackDavenport & Company LLCAXA Advisors, LLC10-27-2015
Gayle Ward GruchowAllstate Financial Services, LLCAXA Advisors, LLC$10006-24-2015
John Chapman FergusonCambridge Investment Research, Inc.AXA Advisors, LLC$50001-30-2015
Rohan Gerard WilliamsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC11-18-2014
Lakeisha Nicole HillPruco Securities, LLC.AXA Advisors, LLC10-20-2014
William Anthony PhillipsCambridge Investment Research, Inc.AXA Advisors, LLC09-26-2014
Dallas Jordan DisbroMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-17-2014
Brent Anthony HatchettWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC09-02-2014
Linda Marie Glantz-MurrayAllstate Financial Services, LLCAXA Advisors, LLC07-14-2014
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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