Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katie H Chung1st Global Capital Corp.AXA Advisors, LLC03-30-2009
Gayle Ward GruchowAllstate Financial Services, LLCAXA Advisors, LLC$10006-24-2015
Linda Marie Glantz-MurrayAllstate Financial Services, LLCAXA Advisors, LLC07-14-2014
Andrew J LeeAmeriprise Financial Services, Inc.AXA Advisors, LLC03-17-2011
Kevin Allen BernardAvantax Investment Services, Inc.AXA Advisors, LLC06-03-2016
George William ForemanB. C. Ziegler and CompanyAXA Advisors, LLC$50006-28-2013
Thomas Allen DukesBB&T Investment Services, Inc.AXA Advisors, LLC$10011-02-2015
John Chapman FergusonCambridge Investment Research, Inc.AXA Advisors, LLC$50001-30-2015
William Anthony PhillipsCambridge Investment Research, Inc.AXA Advisors, LLC09-26-2014
Richard Franklin Aldridge Sr.Cambridge Investment Research, Inc.AXA Advisors, LLC$25002-27-2014
Andrew Jon GalyCambridge Investment Research, Inc.AXA Advisors, LLC$10002-25-2014
Kristina Jones SommerkampCambridge Investment Research, Inc.AXA Advisors, LLC$10002-21-2014
Jason Scott PittsCambridge Investment Research, Inc.AXA Advisors, LLC$10002-21-2014
Joseph Allen HadobasCambridge Investment Research, Inc.AXA Advisors, LLC01-11-2013
Matthew Anthony FogliaCambridge Investment Research, Inc.AXA Advisors, LLC$25012-18-2012
Robert Lynn AshleyCambridge Investment Research, Inc.AXA Advisors, LLC$50006-26-2012
David Allen SaddlerCambridge Investment Research, Inc.AXA Advisors, LLC06-26-2012
Anthony Wayne RogersCentaurus Financial, Inc.AXA Advisors, LLC$10007-02-2012
Joseph Alfred LamogliaCommonwealth Financial NetworkAXA Advisors, LLC$10004-23-2012
Steven RichardsonCommonwealth Financial NetworkAXA Advisors, LLC$10004-29-2011
Timothy Peter SheanCommonwealth Financial NetworkAXA Advisors, LLC$10004-29-2011
Patrick T BlackDavenport & Company LLCAXA Advisors, LLC10-27-2015
Derek Bradley CarterEquity Services, Inc.AXA Advisors, LLC08-23-2019
Andrew GentiluomoEquity Services, Inc.AXA Advisors, LLC09-01-2010
Paulo L MouraoFinancial Clarity LLCAXA Advisors, LLC06-12-2014
Next Page »

Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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