Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Elizabeth WhittakerCambridge Investment Research, Inc.AXA Advisors, LLC10-11-2018
Joseph Carl FisherKey Investment Services LLCAXA Advisors, LLC06-28-2018
Robert EbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-21-2017
Emily Amanda WeedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-14-2017
Kevin James ManleyKey Investment Services LLCAXA Advisors, LLC02-16-2017
Aniello Luca IazzettaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-01-2016
Cliff LohMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-22-2015
Benjamin Michael KeeverAmeriprise Financial Services, Inc.AXA Advisors, LLC07-06-2015
Chris Michael WheelerGWN Securities Inc.AXA Advisors, LLC11-07-2014
Joshua Michael GraeffKMS Financial Services, Inc.AXA Advisors, LLC02-28-2014
Aaron C. LelandNYLIFE Securities LLCAXA Advisors, LLC06-07-2013
Gurinder BassiNYLIFE Securities LLCAXA Advisors, LLC01-31-2013
Michel D. SmithVoya Financial Advisors, Inc.AXA Advisors, LLC08-05-2011
Kevin James KemakAllstate Financial Services, LLCAXA Advisors, LLC02-18-2011
Samuel R. GulletteVoya Financial Advisors, Inc.AXA Advisors, LLC08-12-2010
Allen Shayne DotyWoodbury Financial Services, Inc.AXA Advisors, LLC07-23-2010
Gene Kelly BarnerEdward JonesAXA Advisors, LLC09-18-2009
Russell Glenn GochneaurCUSO Financial Services, L.P.AXA Advisors, LLC$5009-28-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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