Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Noma Ketan PatelWedbush Securities Inc.AXA Advisors, LLC06-07-2019
Jakob Ryan SweeneyLPL Financial LLCAXA Advisors, LLC05-16-2019
Michael Douglas InmanCharles Schwab & Co., Inc.AXA Advisors, LLC05-15-2019
Corey M. SundayMorgan StanleyAXA Advisors, LLC05-13-2019
Raymundo CatalanJ.P. Morgan Securities LLCAXA Advisors, LLC04-18-2019
Joshua Darr KirchnerJ.P. Morgan Securities LLCAXA Advisors, LLC04-18-2019
Nicolas Haruaki SullivanMML Investors Services, LLCAXA Advisors, LLC04-11-2019
Kierstin Kay ErwinMML Investors Services, LLCAXA Advisors, LLC04-11-2019
Jonathan Andrew GruberMML Investors Services, LLCAXA Advisors, LLC04-09-2019
James B. BoyleBankers Life Securities, Inc.AXA Advisors, LLC03-22-2019
Alan Lawrence KroneJ.P. Morgan Securities LLCAXA Advisors, LLC02-28-2019
Erol Aaron WoodsCentaurus Financial, Inc.AXA Advisors, LLC02-19-2019
Joseph Jongsup HongPruco Securities, LLC.AXA Advisors, LLC02-14-2019
Feifei ZhangTD Ameritrade Investment Management, LLCAXA Advisors, LLC02-12-2019
Jesse T. PorterAdvicePeriod, LLCAXA Advisors, LLC02-08-2019
Sergey LyubyatinskiyAXA Advisors, LLCAXA Advisors, LLC02-01-2019
Samuel A. GoerssE*TRADE Securities LLCAXA Advisors, LLC01-28-2019
Richard Keiichi Yamauchi Sr.Avantax Investment Services, Inc.AXA Advisors, LLC12-21-2018
Daniel William WorthingtonCastle Rock Wealth Management, LLCAXA Advisors, LLC12-06-2018
Kellen Shane BirdsallThrivent Investment Management Inc.AXA Advisors, LLC11-28-2018
Jorge FinkelbergMML Investors Services, LLCAXA Advisors, LLC11-27-2018
Ian Yicheol HaInfinity Financial ServicesAXA Advisors, LLC11-20-2018
Brandon JaimesFirst Command Financial Planning, Inc.AXA Advisors, LLC11-20-2018
Andrew J. KozakMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-12-2018
Vanessa NavarroMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-31-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.