Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan James BaccaroAllstate Financial Services, LLCAXA Advisors, LLC06-03-2019
Andy GarciaPruco Securities, LLC.AXA Advisors, LLC05-31-2019
David MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-08-2019
Benjamin Scott RappaportE*TRADE Securities LLCAXA Advisors, LLC04-05-2019
Chi Kwong Kwong CheungPruco Securities, LLC.AXA Advisors, LLC04-03-2019
Richard Joseph Pacesa Sr.MML Investors Services, LLCAXA Advisors, LLC03-01-2019
Richard Joseph Pacesa Jr.MML Investors Services, LLCAXA Advisors, LLC02-28-2019
Richard VulloMML Investors Services, LLCAXA Advisors, LLC02-25-2019
Gannon Patrick MorrisonUBS Financial Services Inc.AXA Advisors, LLC02-20-2019
Dominic OlsenSantander Securities LLCAXA Advisors, LLC01-03-2019
Ted ChenFirst Heartland Capital, Inc.AXA Advisors, LLC01-02-2019
Takeya Lashawn IngramAXA Advisors, LLCAXA Advisors, LLC12-14-2018
John Knox GoodwinMML Investors Services, LLCAXA Advisors, LLC11-29-2018
Haris HotMML Investors Services, LLCAXA Advisors, LLC$15011-29-2018
Matthew Wayne SiegelCommonwealth Financial NetworkAXA Advisors, LLC$3111-19-2018
Adam ZielinskiCommonwealth Financial NetworkAXA Advisors, LLC$10011-19-2018
Jonathan Charles PhilportAmeriprise Financial Services, LLCAXA Advisors, LLC11-07-2018
Edwin Convery Jr.PFS Investments Inc.AXA Advisors, LLC11-05-2018
Robert Irgens BlackAllstate Financial Services, LLCAXA Advisors, LLC11-01-2018
Rick Kim QuanMorgan StanleyAXA Advisors, LLC10-05-2018
Robert James GartnerPruco Securities, LLC.AXA Advisors, LLC09-21-2018
Patrick Joseph Rogers Jr.APW Capital, Inc.AXA Advisors, LLC09-13-2018
William Gregory MurySantander Securities LLCAXA Advisors, LLC08-27-2018
Kevin GalazinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-16-2018
Tyler J TutinoMML Investors Services, LLCAXA Advisors, LLC07-10-2018
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.