Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vandolf Parish Jr.Pruco Securities, LLC.AXA Advisors, LLC06-06-2019
Kenneth Vincent GentileMML Investors Services, LLCAXA Advisors, LLC06-05-2019
Matthew HechtCitigroup Global Markets Inc.AXA Advisors, LLC05-28-2019
Graziano Frank RotelliniJ.P. Morgan Securities LLCAXA Advisors, LLC05-16-2019
Brian HerbetsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-07-2019
Brian RabascaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-07-2019
Joseph Madonna IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-07-2019
Cari Ann WallingPivotal Planning Group, LLCAXA Advisors, LLC04-29-2019
Kimberly Sue FieldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-12-2019
James LicataPruco Securities, LLC.AXA Advisors, LLC03-05-2019
Daniel R FigueiredoNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC02-28-2019
Peter Giahao DaoPruco Securities, LLC.AXA Advisors, LLC$50002-27-2019
Tristan Cannon McdermottJ.P. Morgan Securities LLCAXA Advisors, LLC02-27-2019
Dmitriy YankelevichMML Investors Services, LLCAXA Advisors, LLC02-13-2019
Jacob SpinaMutual of America Securities LLCAXA Advisors, LLC01-29-2019
Alexander Steven MillsKey Investment Services LLCAXA Advisors, LLC01-28-2019
Robert Alexander FrettoTD Ameritrade Investment Management, LLCAXA Advisors, LLC01-24-2019
Dewayne Keith RobertsLPL Financial LLCAXA Advisors, LLC$10001-16-2019
Thomas StrackhouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$50001-07-2019
Eric Brady LubinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-07-2019
Andrew ClarkeJ.P. Morgan Securities LLCAXA Advisors, LLC01-03-2019
Rhonda Joy SchwartzPark Avenue Securities LLCAXA Advisors, LLC12-21-2018
Jacob Siano WhalenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-18-2018
Andrew DinardoAmeriprise Financial Services, Inc.AXA Advisors, LLC12-17-2018
Robert Daniel PerkinsLeigh Baldwin & Co., LLCAXA Advisors, LLC12-14-2018
Next Page »

Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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