Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Faye HoneyJ.P. Morgan Securities LLCAXA Advisors, LLC06-15-2019
Jonathan Michael FioritoCUNA Brokerage Services, Inc.AXA Advisors, LLC06-14-2019
Collin Joseph FabacFrost Brokerage Services, Inc.AXA Advisors, LLC06-11-2019
Kevin James BatesKestra Investment Services, LLCAXA Advisors, LLC$10006-10-2019
Donna Mary NaddafKestra Investment Services, LLCAXA Advisors, LLC$2506-10-2019
Daniel Robert TaylorKestra Investment Services, LLCAXA Advisors, LLC06-10-2019
Perry L RoseOneAmerica Securities, Inc.AXA Advisors, LLC06-10-2019
Noma Ketan PatelWedbush Securities Inc.AXA Advisors, LLC06-07-2019
Vandolf Parish Jr.Pruco Securities, LLC.AXA Advisors, LLC06-06-2019
Bobby Louis Pennington IIIJ.P. Morgan Securities LLCAXA Advisors, LLC06-05-2019
Kenneth Vincent GentileMML Investors Services, LLCAXA Advisors, LLC06-05-2019
Brennan Ross LaporteMercer Allied Company, L.P.AXA Advisors, LLC06-05-2019
Jason M. JonesLPL Financial LLCAXA Advisors, LLC06-03-2019
Bryan James BaccaroAllstate Financial Services, LLCAXA Advisors, LLC06-03-2019
Tyler Gregory WilliamsCetera Investment Services LLCAXA Advisors, LLC05-31-2019
Andy GarciaPruco Securities, LLC.AXA Advisors, LLC05-31-2019
Matthew HechtCitigroup Global Markets Inc.AXA Advisors, LLC05-28-2019
Carl MikelEdward JonesAXA Advisors, LLC05-24-2019
Herbert Green Straughter Jr.LPL Financial LLCAXA Advisors, LLC05-23-2019
Adedayo Pipeniseoluwa Awosika-OlumoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-22-2019
Christopher Wayne SimmonsAmeriprise Financial Services, LLCAXA Advisors, LLC05-21-2019
Kevin Dale EngebretsonPruco Securities, LLC.AXA Advisors, LLC05-21-2019
Helen SunJ.P. Morgan Securities LLCAXA Advisors, LLC05-17-2019
Mitchel Devin PhifferRaymond James Financial Services, Inc.AXA Advisors, LLC$10005-17-2019
Todd Lynne CoxRaymond James Financial Services, Inc.AXA Advisors, LLC05-17-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.