Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diane E. BeechWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Allstate Financial Services, LLC11-26-2019
Keith Hobert ScottLincoln Financial Securities CorporationAllstate Financial Services, LLC$25002-08-2019
Oliver Reeves IIINYLIFE Securities LLCAllstate Financial Services, LLC09-13-2017
Stephen Richard RuffnerFarmers Financial Solutions, LLCAllstate Financial Services, LLC$10008-25-2017
Martin Edward DorsettThe O.N. Equity Sales CompanyAllstate Financial Services, LLC$25006-15-2017
Angela Marie SandersBBVA Securities Inc.Allstate Financial Services, LLC06-13-2017
Richard Clendinning MasonTD Ameritrade Investment Management, LLCAllstate Financial Services, LLC03-10-2017
Adam Nelson LauderdaleLPL Financial LLCAllstate Financial Services, LLC11-08-2016
Solomon Davis IIIMorgan StanleyAllstate Financial Services, LLC$25012-23-2015
Don Bruner Stephenson Jr.BB&T Investment Services, Inc.Allstate Financial Services, LLC08-11-2014
Richard Leigh StevensG. A. Repple & CompanyAllstate Financial Services, LLC$25004-07-2014
Nancy V HardinFarmers Financial Solutions, LLCAllstate Financial Services, LLC$10012-06-2012
Bernard Lewis MathisNYLIFE Securities LLCAllstate Financial Services, LLC$10003-09-2011
Thomas E. MooreHorace Mann Investors, Inc.Allstate Financial Services, LLC11-01-2010
James Charles Morgan Jr.Principal Securities, Inc.Allstate Financial Services, LLC12-17-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.