Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Robert Karberg1st Global Capital Corp.Allstate Financial Services, LLC$50001-25-2018
Robert Soren LarsenAmeriprise Financial Services, Inc.Allstate Financial Services, LLC$25003-03-2017
Scott Willard TaubmanAmeriprise Financial Services, Inc.Allstate Financial Services, LLC$50003-03-2017
Hunter Travis GiboneyAmeriprise Financial Services, Inc.Allstate Financial Services, LLC03-03-2017
Brad Eugene BakerBBVA Securities Inc.Allstate Financial Services, LLC$10012-15-2016
Michael Anthony CrupiBerthel, Fisher & Company Financial Services, Inc.Allstate Financial Services, LLC04-03-2018
Darren Michael MonroeChase Investment Services Corp.Allstate Financial Services, LLC12-31-2010
Daniel Antonio CapoteChase Investment Services Corp.Allstate Financial Services, LLC11-15-2010
Charles Courtney SandovalCooper McManusAllstate Financial Services, LLC02-06-2018
Tyson Melbourn RichinsEdward JonesAllstate Financial Services, LLC04-25-2014
Steve Willis CooperFarmers Financial Solutions, LLCAllstate Financial Services, LLC06-05-2018
Tommy Walker WoodFarmers Financial Solutions, LLCAllstate Financial Services, LLC01-16-2018
Irma Eliza AbrilFBL Marketing Services, LLCAllstate Financial Services, LLC02-01-2019
Gary Carl GobbatoJ.P. Turner & Company, L.L.C.Allstate Financial Services, LLC06-25-2009
Gregory Michael SidelMorgan StanleyAllstate Financial Services, LLC04-24-2017
Susan Barbour RiedelMWA Financial Services Inc.Allstate Financial Services, LLC$25001-15-2016
Bill Hans PrattMWA Financial Services Inc.Allstate Financial Services, LLC01-06-2011
Paul David SmithNext Financial Group, Inc.Allstate Financial Services, LLC06-13-2016
James Hilton MatthewsPruco Securities, LLC.Allstate Financial Services, LLC12-11-2017
Thomas Clayton SimmonsTCS Financial LLCAllstate Financial Services, LLC06-25-2009
Cynthia V. AcostaThrivent Investment Management Inc.Allstate Financial Services, LLC03-01-2019
Esteban HernandezUBS Financial Services Inc.Allstate Financial Services, LLC08-08-2011
Francisco Enrique SaenzUSAA Financial Advisors, Inc.Allstate Financial Services, LLC03-30-2015
Chase Allen KoesterW&S Brokerage Services, Inc.Allstate Financial Services, LLC08-07-2018

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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