Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taccara L EdwardsCUSO Financial Services, L.P.Allstate Financial Services, LLC11-19-2019
Susan Claire FarverOneAmerica Securities, Inc.Allstate Financial Services, LLC10-31-2019
Leonard Raymond DeanSupreme Alliance LLCAllstate Financial Services, LLC10-01-2019
Nathan PenhaMutual of America Securities LLCAllstate Financial Services, LLC06-11-2019
Joseph Charles FingererMML Investors Services, LLCAllstate Financial Services, LLC05-31-2019
Sandra A. SambitoFidelity Brokerage Services LLCAllstate Financial Services, LLC03-26-2019
Jeffrey M. NicholsJ.P. Morgan Securities LLCAllstate Financial Services, LLC10-30-2018
Erick S. GustafsonTransamerica Financial Advisors, IncAllstate Financial Services, LLC10-25-2018
Alton Ryan LumpkinSunTrust Investment Services, Inc.Allstate Financial Services, LLC05-14-2018
Melissa L. MarsicoPNC InvestmentsAllstate Financial Services, LLC02-28-2018
John J. ButlerPruco Securities, LLC.Allstate Financial Services, LLC01-19-2018
Ricardo J. ParladeAllstate Financial Services, LLCAllstate Financial Services, LLC10-24-2017
Richard Henry NadeauLPL Financial LLCAllstate Financial Services, LLC09-25-2017
Suzie BrussardM Holdings Securities, Inc.Allstate Financial Services, LLC03-01-2017
Jesus Zacarias AbikarramAvantax Investment Services, Inc.Allstate Financial Services, LLC02-06-2017
John Peter SchenonePruco Securities, LLC.Allstate Financial Services, LLC10-26-2016
Victoria E. GehrischAE Wealth Management, LLCAllstate Financial Services, LLC09-27-2016
James R. McLeodPruco Securities, LLC.Allstate Financial Services, LLC05-26-2016
Charles Marc WilnerIndependent Financial PartnersAllstate Financial Services, LLC05-03-2016
Victor Hugo PradenasW&S Brokerage Services, Inc.Allstate Financial Services, LLC03-04-2016
Michael Litant TollinLincoln Financial Securities CorporationAllstate Financial Services, LLC02-05-2016
Charles William CarpetaLincoln Financial Securities CorporationAllstate Financial Services, LLC02-01-2016
Gerry Lee SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC11-06-2015
Natasha Renee KnoxMetLife Securities Inc.Allstate Financial Services, LLC09-03-2015
Christopher G. WentworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC08-07-2015
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.