Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Windsor RawlingsGWFS Equities, Inc.American Century Investment Services Inc.06-30-2020
Andrew William BeilPrime Capital Investment Advisors, LLCAmerican Century Investment Services Inc.02-18-2020
Kyle Edward PetersTD Ameritrade Investment Management, LLCAmerican Century Investment Services Inc.01-28-2020
Jason Edward ScottNorthwestern Mutual Investment Services, LLCAmerican Century Investment Services Inc.01-07-2020
Chase THOMAS KeelerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Investment Services Inc.05-13-2019
Shaelyn Nicole HutchisonGWFS Equities, Inc.American Century Investment Services Inc.08-20-2018
Samuel Hiram DominguezCreative PlanningAmerican Century Investment Services Inc.05-24-2018
Nicholas Robert MadlIntellicents Investment Solutions IncAmerican Century Investment Services Inc.02-27-2018
John Robert FaulkenberryCreative PlanningAmerican Century Investment Services Inc.02-16-2018
Tyler James StackCreative PlanningAmerican Century Investment Services Inc.08-11-2017
Tyler Scott MaddoxCreative PlanningAmerican Century Investment Services Inc.06-26-2017
Jordan Michael TuckerFidelity Brokerage Services LLCAmerican Century Investment Services Inc.06-23-2017
Phillip Andre NewtonGWFS Equities, Inc.American Century Investment Services Inc.04-28-2017
John Martin ModersonResources Investment AdvisorsAmerican Century Investment Services Inc.11-17-2016
Aidan William Nauman HamakerCreative PlanningAmerican Century Investment Services Inc.09-02-2016
Patrick Joseph GrindingerCreative PlanningAmerican Century Investment Services Inc.03-04-2016
Michael Alan KonzenCreative PlanningAmerican Century Investment Services Inc.10-19-2015
Mark Daniel VaterCreative PlanningAmerican Century Investment Services Inc.10-19-2015
Kevin Paul FrevertMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Investment Services Inc.01-21-2015
Jordan M OGradyFAS Corp.American Century Investment Services Inc.09-23-2014
Scot Bradley MichelsMML Investors Services, LLCAmerican Century Investment Services Inc.11-08-2010

Showing 1 to 21 of 21 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.