Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Curtis CongdonLara Shull & MayAmeriprise Financial02-02-2010
Middlebrook, Dryden, Carter & AssociatesInsight Wealth PartnersAmeriprise Financial$15006-04-2010
Matthew AgeeSummit Brokerage ServicesAmeriprise Financial$3406-18-2010
Robert Coloret, Mark DelmarMorgan Stanley Wealth ManagementAmeriprise Financial$10705-16-2011
Anthony ThurlowInvestors CapitalAmeriprise Financial$5507-11-2012
Gary BouchWaddell and ReedAmeriprise Financial$5704-22-2013
Andrew GonskiLPL FinancialAmeriprise Financial$10007-02-2013
John M. Cartolano Jr.LPL FinancialAmeriprise Financial$20009-26-2013
Marguerita M. Cheng, Sameer S. SomalBlue Ocean Global WealthAmeriprise Financial11-26-2013
Vladislav Krubich, Tony MayoLPL FinancialAmeriprise Financial12-13-2013
Rodney A. SimmsGradient Capital AdvisorsAmeriprise Financial$18001-22-2014
Jack W. Griffith, Jr., Jack W. Griffith, III, John W. ChapmanJanney Montgomery ScottAmeriprise Financial$10101-30-2014
Markus ByrdKestra FinancialAmeriprise Financial$5002-20-2014
Oliver ErnstSAGE Private Wealth GroupAmeriprise Financial$6008-14-2014
Byron EllisUnited CapitalAmeriprise Financial$50012-15-2014
Jeffrey Kelley, Micah KelleyLPL FinancialAmeriprise Financial$10202-20-2015
Mark McCormack, Gary Guglielmello, Eric Riggin, Anthony Lopopolo, Gary Holland, Aaron KohlVoya Financial AdvisorsAmeriprise Financial$32305-01-2015
Scott Upham, Odette Galli, John Duffy Dynasty Financial PartnersAmeriprise Financial$42505-01-2015
Eric Hans YeagerGradient Capital AdvisorsAmeriprise Financial$5505-26-2015
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
Marc SpechtLPL FinancialAmeriprise Financial$16009-30-2015
Derek GreeffWaddell and ReedAmeriprise Financial$7111-13-2015
James E. KneeVoya Financial AdvisorsAmeriprise Financial$5511-18-2015
Matthew WarrenLPL FinancialAmeriprise Financial$6511-20-2015
Robert MaferaLPL FinancialAmeriprise Financial$5012-17-2015
Next Page »

Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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