Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Al SeymourIndependent Advisor AllianceAmeriprise Financial$5008-15-2017
Andrew GonskiLPL FinancialAmeriprise Financial$10007-02-2013
Anthony ThurlowInvestors CapitalAmeriprise Financial$5507-11-2012
Bill Amatuzzo, Mike MagnaniCommonwealth Financial NetworkAmeriprise Financial$12007-16-2018
Brad Williams, Andy Lipson, Murat Kaptanoglu, V. Conley Perry, Chris DemarestIndependent Advisor AllianceAmeriprise Financial$27506-14-2017
Brian Jack, Matt FigueroaPinnacle Peak AdvisorsAmeriprise Financial$20002-01-2016
Bryan Kupchik, Robert SchultzLPL FinancialAmeriprise Financial$6807-22-2016
Byron EllisUnited CapitalAmeriprise Financial$50012-15-2014
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
Craig BraunStifel Nicolaus & Co.Ameriprise Financial$8208-10-2018
Craig RussGladstone AdvisorsAmeriprise Financial$6002-08-2019
Curtis CongdonLara Shull & MayAmeriprise Financial02-02-2010
Dana JohnstonLPL FinancialAmeriprise Financial$11309-09-2016
David KatzRaymond JamesAmeriprise Financial$10010-30-2017
Dennis Laird, Donald Lundy, Jogn Pfaudler LPL FinancialAmeriprise Financial$12012-02-2016
Derek GreeffWaddell and ReedAmeriprise Financial$7111-13-2015
Eric Hans YeagerGradient Capital AdvisorsAmeriprise Financial$5505-26-2015
Eric SlussLPL FinancialAmeriprise Financial$6112-19-2017
Gary BouchWaddell and ReedAmeriprise Financial$5704-22-2013
Jack W. Griffith, Jr., Jack W. Griffith, III, John W. ChapmanJanney Montgomery ScottAmeriprise Financial$10101-30-2014
James E. KneeVoya Financial AdvisorsAmeriprise Financial$5511-18-2015
James Jones, Steven SmetanaLPL FinancialAmeriprise Financial$6412-09-2016
James LesniewskiLPL FinancialAmeriprise Financial$6009-30-2016
Jason Gonter, Michelle Nocito LPL FinancialAmeriprise Financial$6011-29-2016
Jason WeaverPurshe Kaplan Sterling InvestmentsAmeriprise Financial$22505-17-2017
Next Page »

Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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