Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rick FabyBenjamin F. Edwards & Co.Ameriprise Financial02-17-2016
Vladislav Krubich, Tony MayoLPL FinancialAmeriprise Financial12-13-2013
Marguerita M. Cheng, Sameer S. SomalBlue Ocean Global WealthAmeriprise Financial11-26-2013
Curtis CongdonLara Shull & MayAmeriprise Financial02-02-2010
Matthew AgeeSummit Brokerage ServicesAmeriprise Financial$3406-18-2010
Larry Lerhman Stifel Nicolaus & Co.Ameriprise Financial$5002-22-2019
Al SeymourIndependent Advisor AllianceAmeriprise Financial$5008-15-2017
Steven LandwersiekLPL FinancialAmeriprise Financial$5012-12-2016
Robert MaferaLPL FinancialAmeriprise Financial$5012-17-2015
Markus ByrdKestra FinancialAmeriprise Financial$5002-20-2014
Joshua Anglin, Thomas Compernolle LPL FinancialAmeriprise Financial$5412-08-2016
James E. KneeVoya Financial AdvisorsAmeriprise Financial$5511-18-2015
Eric Hans YeagerGradient Capital AdvisorsAmeriprise Financial$5505-26-2015
Anthony ThurlowInvestors CapitalAmeriprise Financial$5507-11-2012
Michael Craggett Jr.LPL FinancialAmeriprise Financial$5606-10-2016
Gary BouchWaddell and ReedAmeriprise Financial$5704-22-2013
Michael ColemanLPL FinancialAmeriprise Financial$5803-02-2017
Craig RussGladstone AdvisorsAmeriprise Financial$6002-08-2019
Jason Gonter, Michelle Nocito LPL FinancialAmeriprise Financial$6011-29-2016
James LesniewskiLPL FinancialAmeriprise Financial$6009-30-2016
Jay TaylorLPL FinancialAmeriprise Financial$6009-02-2016
Oliver ErnstSAGE Private Wealth GroupAmeriprise Financial$6008-14-2014
Eric SlussLPL FinancialAmeriprise Financial$6112-19-2017
James Jones, Steven SmetanaLPL FinancialAmeriprise Financial$6412-09-2016
Matthew WarrenLPL FinancialAmeriprise Financial$6511-20-2015
Next Page »

Showing 1 to 25 of 62 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.