Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Gonter, Michelle Nocito LPL FinancialAmeriprise Financial$6011-29-2016
Jay Champlain, Job Eagleson LPL FinancialAmeriprise Financial$10511-21-2016
Jay ChamplainGolden State Wealth ManagementAmeriprise Financial$12011-14-2016
James LesniewskiLPL FinancialAmeriprise Financial$6009-30-2016
Dana JohnstonLPL FinancialAmeriprise Financial$11309-09-2016
Jay TaylorLPL FinancialAmeriprise Financial$6009-02-2016
Bryan Kupchik, Robert SchultzLPL FinancialAmeriprise Financial$6807-22-2016
Michael Craggett Jr.LPL FinancialAmeriprise Financial$5606-10-2016
John Osterberg, Chad PannellIndependent Advisor AllianceAmeriprise Financial$13504-14-2016
Rick FabyBenjamin F. Edwards & Co.Ameriprise Financial02-17-2016
Brian Jack, Matt FigueroaPinnacle Peak AdvisorsAmeriprise Financial$20002-01-2016
Kathleen M. Thomas, Tammy Symons, Jayne Veilleux, Stephen Coopersmith, Lisa Morgan, Elizabeth Hellard, Jeanne CaitoRaymond JamesAmeriprise Financial$15002-01-2016
Robert MaferaLPL FinancialAmeriprise Financial$5012-17-2015
Matthew WarrenLPL FinancialAmeriprise Financial$6511-20-2015
James E. KneeVoya Financial AdvisorsAmeriprise Financial$5511-18-2015
Derek GreeffWaddell and ReedAmeriprise Financial$7111-13-2015
Marc SpechtLPL FinancialAmeriprise Financial$16009-30-2015
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
Eric Hans YeagerGradient Capital AdvisorsAmeriprise Financial$5505-26-2015
Mark McCormack, Gary Guglielmello, Eric Riggin, Anthony Lopopolo, Gary Holland, Aaron KohlVoya Financial AdvisorsAmeriprise Financial$32305-01-2015
Scott Upham, Odette Galli, John Duffy Dynasty Financial PartnersAmeriprise Financial$42505-01-2015
Jeffrey Kelley, Micah KelleyLPL FinancialAmeriprise Financial$10202-20-2015
Byron EllisUnited CapitalAmeriprise Financial$50012-15-2014
Oliver ErnstSAGE Private Wealth GroupAmeriprise Financial$6008-14-2014
Markus ByrdKestra FinancialAmeriprise Financial$5002-20-2014
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Showing 26 to 50 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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