Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Jack W. Griffith, Jr., Jack W. Griffith, III, John W. Chapman||Janney Montgomery Scott||Ameriprise Financial||$101||01-30-2014|
|Rodney A. Simms||Gradient Capital Advisors||Ameriprise Financial||$180||01-22-2014|
|Vladislav Krubich, Tony Mayo||LPL Financial||Ameriprise Financial||—||12-13-2013|
|Marguerita M. Cheng, Sameer S. Somal||Blue Ocean Global Wealth||Ameriprise Financial||—||11-26-2013|
|John M. Cartolano Jr.||LPL Financial||Ameriprise Financial||$200||09-26-2013|
|Andrew Gonski||LPL Financial||Ameriprise Financial||$100||07-02-2013|
|Gary Bouch||Waddell and Reed||Ameriprise Financial||$57||04-22-2013|
|Anthony Thurlow||Investors Capital||Ameriprise Financial||$55||07-11-2012|
|Robert Coloret, Mark Delmar||Morgan Stanley Wealth Management||Ameriprise Financial||$107||05-16-2011|
|Matthew Agee||Summit Brokerage Services||Ameriprise Financial||$34||06-18-2010|
|Middlebrook, Dryden, Carter & Associates||Insight Wealth Partners||Ameriprise Financial||$150||06-04-2010|
|Curtis Congdon||Lara Shull & May||Ameriprise Financial||—||02-02-2010|
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a â€œ â€” â€œ is listed in the recordâ€™s AUM field entry.