Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James S. WilliamsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.02-07-2020
Cody Mares, Sam SiglerLPL Financial LLC Ameriprise Financial Services, Inc. $13001-03-2020
Norman G. Wright Jr.Cambridge Investment Research, Inc.Ameriprise Financial Services, Inc.01-17-2020
Adrienne Elizabeth RowlesThrivent Investment Management Inc.Ameriprise Financial Services, Inc.01-08-2020
Cody George MaresLPL Financial LLCAmeriprise Financial Services, Inc.$5001-03-2020
Richard Stevens YoderLPL Financial LLCAmeriprise Financial Services, Inc.01-03-2020
Brent Andrew MaresLPL Financial LLCAmeriprise Financial Services, Inc.$10001-03-2020
Adrienne Elizabeth RowlesThrivent Investment Management Inc.Ameriprise Financial Services, Inc.01-02-2020
Neil M OrzeckCetera Advisor Networks LLCAmeriprise Financial Services, Inc.12-24-2019
Christopher James O'BrienLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.12-20-2019
Michael Perry SaundersCetera Advisor Networks LLCAmeriprise Financial Services, Inc.12-19-2019
Raymond Fredrick BourqueKestra Investment Services, LLCAmeriprise Financial Services, Inc.$2512-19-2019
Anthony Carmen MessanoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.12-17-2019
Andrew Justin HessPruco Securities, LLC.Ameriprise Financial Services, Inc.12-13-2019
Dave Anthony Boothe JrCharles Schwab & Co., Inc.Ameriprise Financial Services, Inc.12-12-2019
Anthony Joseph DelgadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-11-2019
James Kevin WaningerCommonwealth Financial NetworkAmeriprise Financial Services, Inc.12-06-2019
Russell ClarkeBenedetti, Gucer & AssociatesAmeriprise Financial Services, Inc.12-05-2019
David James BradyLPL Financial LLCAmeriprise Financial Services, Inc.12-04-2019
John Oliver WrightTD Ameritrade Investment Management, LLCAmeriprise Financial Services, Inc.12-04-2019
Jessica R BrownSecurities America, Inc.Ameriprise Financial Services, Inc.12-04-2019
Leslie Feigl HurwitzLPL Financial LLCAmeriprise Financial Services, Inc.12-03-2019
Vanessa Michelle JilotCommonwealth Financial NetworkAmeriprise Financial Services, Inc.12-03-2019
Irwin Martin KulmanCetera Advisor Networks LLCAmeriprise Financial Services, Inc.12-03-2019
Chad Preston WilsonSecurities America, Inc.Ameriprise Financial Services, Inc.$5011-29-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.