Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ann Esther SchuelerLPL Financial LLCAmeriprise Financial Services, Inc.$4701-02-2009
Bradley Phillip KellenLPL Financial LLCAmeriprise Financial Services, Inc.01-02-2009
Jonathan Edward OsterkampLPL Financial LLCAmeriprise Financial Services, Inc.$1,00001-02-2009
Robert Scott StammLPL Financial LLCAmeriprise Financial Services, Inc.01-02-2009
David Edward Ward, William Wade HatcherCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-05-2009
John Hampton WilkieEdward JonesAmeriprise Financial Services, Inc.01-05-2009
Megan Louise SpainLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.$2501-05-2009
Erica HenstAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$101-06-2009
Joshua Michael BenetCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-08-2009
Robert Julian RiceCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-08-2009
Kevin James CallaghanTD Ameritrade Investment Management, LLCAmeriprise Financial Services, Inc.01-09-2009
Anthony Loyola MastersonTD Ameritrade Investment Management, LLCAmeriprise Financial Services, Inc.01-14-2009
Brynie James RobinsonEdward JonesAmeriprise Financial Services, Inc.$5001-20-2009
Cristina Cristina Adora BriboneriaInvestacorp, Inc.Ameriprise Financial Services, Inc.01-20-2009
Howard Albert CohnH.D. Vest Advisory Services, IncAmeriprise Financial Services, Inc.01-21-2009
Richard Lawrence RowlandCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.$10001-21-2009
Jennifer L DicksonUBS Financial Services Inc.Ameriprise Financial Services, Inc.01-22-2009
Jesse Alan FitzRiverside Capital Management, L.L.C.Ameriprise Financial Services, Inc.01-22-2009
Cassidy Schwegel GladWells Fargo Investments, LLCAmeriprise Financial Services, Inc.01-26-2009
Min Michelle MaLPL Financial LLCAmeriprise Financial Services, Inc.01-26-2009
Lawrence Fred KushnerNext Financial Group, Inc.Ameriprise Financial Services, Inc.$101-27-2009
Nicole Rachelle MosleyLPL Financial LLCAmeriprise Financial Services, Inc.01-27-2009
Nicholas Raymond RoyNext Financial Group, Inc.Ameriprise Financial Services, Inc.01-28-2009
Robert Norman Roy Jr.Next Financial Group, Inc.Ameriprise Financial Services, Inc.01-28-2009
Steven Royce RobinsonVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.$2501-28-2009
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Showing 1 to 25 of 2,569 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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