Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Anthony KohlVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.05-01-2015
Aaron Daniel LockeCetera Advisor Networks LLCAmeriprise Financial Services, Inc.05-13-2009
Aaron Jacob BurlesonM&T Securities, Inc.Ameriprise Financial Services, Inc.06-27-2013
Aaron Jacob FritzStrategic Advisers LLCAmeriprise Financial Services, Inc.05-21-2014
Aaron Kyllo PettyUnited Planners' Financial Services of America A Limited PartnerAmeriprise Financial Services, Inc.09-14-2015
Aaron Letellier Polk Jr.Securian Financial Services, Inc.Ameriprise Financial Services, Inc.08-01-2013
Aaron Louis GutierrezChase Investment Services Corp.Ameriprise Financial Services, Inc.11-22-2010
Aaron Mark AlexanderCommerce Brokerage Services, Inc.Ameriprise Financial Services, Inc.$5010-15-2012
Aaron Pleau WadeLighthouse Financial Management, LLCAmeriprise Financial Services, Inc.09-11-2014
Aaron Raburn TiceDelphi Wealth PartnersAmeriprise Financial Services, Inc.08-05-2015
Aaron Steven HerwigWaddell & ReedAmeriprise Financial Services, Inc.03-14-2012
Aaron Vansonhung SpearMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-19-2015
Abba Joel BlumAllstate Financial Services, LLCAmeriprise Financial Services, Inc.05-21-2014
Abby Renee HubbleBOK Financial Services, Inc.Ameriprise Financial Services, Inc.06-09-2016
Abi VegaGreat American Investors, Inc.Ameriprise Financial Services, Inc.07-01-2012
Abraham MartinezBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Abraham James KaltsasAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$1203-10-2016
Adam Benjamin KayPruco Securities, LLC.Ameriprise Financial Services, Inc.02-24-2016
Adam Charles AndersonNiagara International Capital LimitedAmeriprise Financial Services, Inc.05-30-2017
Adam Gayle LeflerCoign Capital Advisors LLCAmeriprise Financial Services, Inc.05-02-2014
Adam J AusloosAdviceWorks Wealth Advisors LLCAmeriprise Financial Services, Inc.07-20-2016
Adam M BeachThrivent Investment Management Inc.Ameriprise Financial Services, Inc.05-25-2017
Adam Paul JolivetMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-24-2010
Adam Scott HuebnerNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.04-15-2015
Adam Scott RafalskiMorgan StanleyAmeriprise Financial Services, Inc.12-20-2013
Next Page »

Showing 1 to 25 of 2,565 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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