Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Andrew LindbergGEN Financial Management Inc.Ameriprise Financial Services, Inc.09-25-2018
Aaron Anthony KohlVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.05-01-2015
Aaron Gregory CookLPL Financial LLCAmeriprise Financial Services, Inc.11-12-2019
Aaron J. BurlesonM&T Securities, Inc.Ameriprise Financial Services, Inc.06-27-2013
Aaron Kyllo PettyUnited Planners' Financial Services of America A Limited PartnerAmeriprise Financial Services, Inc.09-14-2015
Aaron Letellier Polk Jr.Securian Financial Services, Inc.Ameriprise Financial Services, Inc.08-01-2013
Aaron Mark AlexanderCommerce Brokerage Services, Inc.Ameriprise Financial Services, Inc.$50010-15-2012
Aaron Pleau WadeLighthouse Financial Management, LLCAmeriprise Financial Services, Inc.09-11-2014
Aaron Raburn TiceDelphi Wealth PartnersAmeriprise Financial Services, Inc.08-05-2015
Aaron Son Hung Van SpearMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-19-2015
Aaron Steven HerwigWaddell & ReedAmeriprise Financial Services, Inc.$10003-14-2012
Aaron WolsonWells Fargo AdvisorsAmeriprise Financial Services, Inc.$5202-17-2012
Abba Joel BlumAllstate Financial Services, LLCAmeriprise Financial Services, Inc.05-21-2014
Abby Renee HubbleBOK Financial Securities, Inc.Ameriprise Financial Services, Inc.$10006-09-2016
Abi VegaGreat American Investors, Inc.Ameriprise Financial Services, Inc.07-01-2012
Abraham James KaltsasAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$15003-10-2016
Abraham MartinezBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Adam Benjamin KayPruco Securities, LLC.Ameriprise Financial Services, Inc.02-24-2016
Adam Charles AndersonNiagara International Capital LimitedAmeriprise Financial Services, Inc.$50005-30-2017
Adam Gayle LeflerCoign Capital Advisors LLCAmeriprise Financial Services, Inc.05-02-2014
Adam Henry DwyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-11-2019
Adam J AusloosAdviceWorks Wealth Advisors LLCAmeriprise Financial Services, Inc.07-20-2016
Adam James TabakMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-15-2019
Adam Lawrence KochWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.07-26-2019
Adam Louis DonoffWaddell & ReedAmeriprise Financial Services, Inc.$10002-25-2009
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Showing 1 to 25 of 3,442 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.