Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Weldon Brent ThomasRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.08-09-2019
William John MillerPKS Advisory Services, LLCAmeriprise Financial Services, Inc.07-31-2019
Daniel SlagleFyooz Financial PlanningAmeriprise Financial Services, Inc.07-29-2019
Adam Lawrence KochWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-26-2019
David R. UhlmannSynerge Advisory LLCAmeriprise Financial Services, Inc.07-24-2019
Hyder Nihal AghaWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-23-2019
John Warren VanderlindenMML Investors Services, LLCAmeriprise Financial Services, Inc.07-23-2019
Paul Thomas BurcherWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-22-2019
Simmerpal Kaur BainsWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-22-2019
John Daniel HanftWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-22-2019
Patrick John McHaleEdward JonesAmeriprise Financial Services, Inc.07-22-2019
Daniel William CliffordWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-22-2019
Kieu Thi LeAustin Private WealthAmeriprise Financial Services, Inc.07-18-2019
Laurel Ann MarkleyRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.07-17-2019
Stevan Lenoir Black Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-17-2019
Louis Melvin Bell Jr.Pruco Securities, LLC.Ameriprise Financial Services, Inc.07-17-2019
Daniel Joseph EnrightRBC Capital Markets, LLCAmeriprise Financial Services, Inc.07-16-2019
Michael Thomas GentileNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.07-15-2019
Evan Mikel EiningerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-15-2019
Daniel Scott BurgesB. Riley Wealth ManagementAmeriprise Financial Services, Inc.07-12-2019
Stephen Scott ShermanHilltop Securities Inc.Ameriprise Financial Services, Inc.07-11-2019
Maryann Elizabeth FinneranLPL Financial LLCAmeriprise Financial Services, Inc.$2407-09-2019
Sean MolloyRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5007-08-2019
Bryan Lee BlackwellRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1007-08-2019
Robert M. CantuSigma Financial CorporationAmeriprise Financial Services, Inc.07-08-2019
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Showing 1 to 25 of 1,573 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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