Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Scott NorrisBarrell Investment Group, Inc.Ameriprise Financial Services, Inc.04-17-2018
Garrett Ryan McginnisU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$104-16-2018
Gavin Paul HigginsM&T Securities, Inc.Ameriprise Financial Services, Inc.04-13-2018
Nicholas Wayne HansenRBC Capital Markets, LLCAmeriprise Financial Services, Inc.04-13-2018
Darrell Ross AveryCetera Investment Services LLCAmeriprise Financial Services, Inc.$10004-11-2018
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$50004-09-2018
Vincent Charles BaronLPL Financial LLCAmeriprise Financial Services, Inc.04-09-2018
Robert Nicholas KorzikFirst Light Wealth Advisors, LLCAmeriprise Financial Services, Inc.04-06-2018
Scott Wayne WallaceThrifty Scotty Financial, LLCAmeriprise Financial Services, Inc.03-29-2018
Vanessa J StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-27-2018
Christopher Gerard AbelFarmers Financial Solutions, LLCAmeriprise Financial Services, Inc.$5003-23-2018
Jessica Lynn MansavageNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.03-23-2018
Cheryl Ann HarwellThe Huntington Investment CompanyAmeriprise Financial Services, Inc.03-21-2018
Richard Charles StainsbySigma Financial CorporationAmeriprise Financial Services, Inc.$2503-16-2018
Mark Edward FetterolfMy Financial Coach, LLCAmeriprise Financial Services, Inc.03-14-2018
Andrew Paul GoetzLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.03-13-2018
James Noel PinsonJ. Noel Pinson and Associates, LLCAmeriprise Financial Services, Inc.03-13-2018
Joseph Dale RidingerConcierge Private Wealth Management, LLCAmeriprise Financial Services, Inc.03-12-2018
Richard Scott LindenEquity Services, Inc.Ameriprise Financial Services, Inc.$2403-09-2018
Robert Floyd BirdAPW Capital, Inc.Ameriprise Financial Services, Inc.$15003-09-2018
Harish Vasanji VishriaAPW Capital, Inc.Ameriprise Financial Services, Inc.$50003-05-2018
James Robert DickieSoutheast Investments, N.C., Inc.Ameriprise Financial Services, Inc.03-02-2018
Sarah Elizabeth ArthurNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.$10003-02-2018
Philip Adam QuadererNYLIFE Securities LLCAmeriprise Financial Services, Inc.02-28-2018
Roy Daniel HottelCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.02-27-2018
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Showing 226 to 250 of 2,565 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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