Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jesus E LopezLPL Financial LLCAmeriprise Financial Services, Inc.$5002-20-2018
Denise Gail AdahHD Vest Investment ServicesAmeriprise Financial Services, Inc.$102-16-2018
Franklin James ThomasOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$102-16-2018
Michael Adolph FedericoFirst Financial Equity CorporationAmeriprise Financial Services, Inc.02-16-2018
Kevin Gerard BrownInsight Wealth PartnersAmeriprise Financial Services, Inc.02-15-2018
Stephen Christopher TadlockMML Investors Services, LLCAmeriprise Financial Services, Inc.02-15-2018
Joseph Thomas LeightonEdward JonesAmeriprise Financial Services, Inc.$1002-09-2018
Nicholas Carlyle CampbellMercer Global Advisors Inc.Ameriprise Financial Services, Inc.02-08-2018
James Fitzhenry MarchesiRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5002-02-2018
Michael Martin PirrelloRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$2502-02-2018
Erik William BrennerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10001-31-2018
Cole Foster NicholsEdward JonesAmeriprise Financial Services, Inc.01-29-2018
Erica Lynn ArroyoMA Private Wealth, LLCAmeriprise Financial Services, Inc.01-26-2018
Kristen Emeline KaniaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1001-26-2018
Martin Scott MillerMA Private Wealth, LLCAmeriprise Financial Services, Inc.01-26-2018
Patrick Ryan WilkerU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$101-24-2018
Lewis Hyde BreretonFirst Financial Equity CorporationAmeriprise Financial Services, Inc.$3501-23-2018
Gregory Bennett TrostLPL Financial LLCAmeriprise Financial Services, Inc.$2501-22-2018
Daniel Adam O'ConnorFsicAmeriprise Financial Services, Inc.01-19-2018
David Charles KronourUnited Advisors Services, LLCAmeriprise Financial Services, Inc.01-19-2018
Jeffrey Louis FrankhauserWaddell & ReedAmeriprise Financial Services, Inc.01-19-2018
Randall Jay KronourFsicAmeriprise Financial Services, Inc.$2501-19-2018
Anthony James LauzonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10001-17-2018
Thomas William Hankins Sr.Stifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.01-17-2018
Betty Jean ConnorsMoors & Cabot, Inc.Ameriprise Financial Services, Inc.$4901-16-2018
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Showing 251 to 275 of 2,565 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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