Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall Jay KronourFsicAmeriprise Financial Services, Inc.$2501-19-2018
Anthony James LauzonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10001-17-2018
Thomas William Hankins Sr.Stifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.01-17-2018
Betty Jean ConnorsMoors & Cabot, Inc.Ameriprise Financial Services, Inc.$4901-16-2018
Phillip Judson KennemerNational Securities CorporationAmeriprise Financial Services, Inc.$101-12-2018
Timothy Mark HarrisonNational Securities CorporationAmeriprise Financial Services, Inc.$5001-12-2018
Mary Barbara ShaltisChicory WealthAmeriprise Financial Services, Inc.01-10-2018
Brian Scott ParnessRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$1001-05-2018
Heather N HardmanLegacy Financial Strategies, LLCAmeriprise Financial Services, Inc.01-03-2018
Felicia Gail HarrisEverythingHR Financial Services LLCAmeriprise Financial Services, Inc.01-02-2018
Jonathon Alan ChalkPark Avenue Securities LLCAmeriprise Financial Services, Inc.$8601-02-2018
Michael Anthony CanzoneNautilus Advisors LLCAmeriprise Financial Services, Inc.12-21-2017
Eric Vaughn SlussLPL Financial LLCAmeriprise Financial Services, Inc.$10012-19-2017
Brian Matthew DuncanNYLIFE Securities LLCAmeriprise Financial Services, Inc.12-18-2017
Erick L MichaelsonPNC InvestmentsAmeriprise Financial Services, Inc.$5012-15-2017
Tieg Tylon BryanWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-15-2017
Gary Mark Barnes Jr.NYLIFE Securities LLCAmeriprise Financial Services, Inc.12-13-2017
Stephen Richard SearleEvergreen Investment Management, LLCAmeriprise Financial Services, Inc.12-13-2017
Kevin Alexander MautteLPL Financial LLCAmeriprise Financial Services, Inc.12-12-2017
Darrel Bruce MarkleyLPL Financial LLCAmeriprise Financial Services, Inc.$15012-11-2017
Sean Michael ShepherdPruco Securities, LLC.Ameriprise Financial Services, Inc.12-10-2017
Jon Richard OtternessLPL Financial LLCAmeriprise Financial Services, Inc.$2512-08-2017
Todd James MontalboWoodbury Financial Services, Inc.Ameriprise Financial Services, Inc.12-07-2017
Anthony CandelaHD Vest Investment ServicesAmeriprise Financial Services, Inc.12-06-2017
Nicole Alexis HigginsWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$112-05-2017
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Showing 276 to 300 of 2,569 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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