Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stanley Leon LeconteInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.12-05-2017
Gregory Paul HolmesWestern International Securities, Inc.Ameriprise Financial Services, Inc.$5012-04-2017
Jedd Romero CayetanoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.12-04-2017
Bryan David PalonisWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5012-01-2017
Karen CruzMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-01-2017
Keith Andrew HamiltonLPL Financial LLCAmeriprise Financial Services, Inc.$3112-01-2017
Robert B PayneThe Investment Center, Inc.Ameriprise Financial Services, Inc.11-29-2017
Jacob Bradley JohnsonLPL Financial LLCAmeriprise Financial Services, Inc.11-28-2017
Angie Layne SimmonsRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-27-2017
David N ChavezBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.11-27-2017
Theodore J Van GervenCompass Wealth Management, LLCAmeriprise Financial Services, Inc.11-22-2017
Chris John PlechyThe Investment Center, Inc.Ameriprise Financial Services, Inc.11-21-2017
Matthew Michael BarnettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-21-2017
Richard Anthony CamachoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$15011-17-2017
Jeffrey Scott PanikLPL Financial LLCAmeriprise Financial Services, Inc.$5011-16-2017
Christopher Benjamin SteeleWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$111-10-2017
Elizabeth Marie CagnonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-08-2017
Brian Robert BickettIron Mountain Financial PlanningAmeriprise Financial Services, Inc.11-02-2017
John Nicholas MatsonLPL Financial LLCAmeriprise Financial Services, Inc.$2511-02-2017
Joey Robert LovgrenSigma Financial CorporationAmeriprise Financial Services, Inc.$6311-01-2017
John Taylor ClosiFinancial Advocates Investment ManagementAmeriprise Financial Services, Inc.10-31-2017
Garret Jay BartelCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.10-30-2017
James Alexander Waters Jr.FSC Securities CorporationAmeriprise Financial Services, Inc.$1010-27-2017
James Henry McconnellEdward JonesAmeriprise Financial Services, Inc.10-27-2017
Lee Matthew PoulisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-25-2017
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Showing 301 to 325 of 2,569 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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