Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Charles OsnerRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.10-23-2017
Miranda Dawn CollingwoodLPL Financial LLCAmeriprise Financial Services, Inc.10-23-2017
Theodore Hubert JarvisRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.10-23-2017
Thomas Lyn FooteRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10010-23-2017
Thomas William DavisRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$15010-23-2017
James Stuart BranscombeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$1010-20-2017
Kent Katsuo TanakaLPL Financial LLCAmeriprise Financial Services, Inc.$2510-20-2017
Kevin James BauerFinancial Management Strategies, Inc.Ameriprise Financial Services, Inc.10-20-2017
Claude Anthony HarrisCommerce Brokerage Services, Inc.Ameriprise Financial Services, Inc.10-17-2017
Abraham MartinezBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Brandon Jay MillerBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Brent Stephen HillerichMid Atlantic Financial Management, Inc.Ameriprise Financial Services, Inc.10-13-2017
Brian Anthony GroganMid Atlantic Financial Management, Inc.Ameriprise Financial Services, Inc.10-13-2017
Carol Rogers BreglioRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5010-13-2017
Christopher Daniel LongRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10010-13-2017
Daniel Gerald PlattBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
David Irwin KatzRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10010-13-2017
Gene Boyd ElliottBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Pamela Gompertz SchmitzBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Shilpa Girish AndalkarBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Bryan Jennings KnudsonBasepoint Wealth, LLCAmeriprise Financial Services, Inc.10-11-2017
Chris Kevin BlanchardBasepoint Wealth, LLCAmeriprise Financial Services, Inc.10-10-2017
Landis Tyler WileyBasepoint Wealth, LLCAmeriprise Financial Services, Inc.10-10-2017
Kathryn Marsh WallaceBasepoint Wealth, LLCAmeriprise Financial Services, Inc.10-09-2017
William Allen WallaceBasepoint Wealth, LLCAmeriprise Financial Services, Inc.10-09-2017
« Previous PageNext Page »

Showing 326 to 350 of 2,569 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.