Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gloria Tange DearcangelisWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.02-12-2019
Hollis Lynn HermanOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$9702-12-2019
Craig Michael RussLPL Financial LLCAmeriprise Financial Services, Inc.$10002-08-2019
Kyle A RasmussenLPL Financial LLCAmeriprise Financial Services, Inc.$15002-08-2019
Andrew Malcolm YaleLPL Financial LLCAmeriprise Financial Services, Inc.02-05-2019
Jamie Lynn SkaggsJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.02-04-2019
Keith Alan SmithLPL Financial LLCAmeriprise Financial Services, Inc.$1002-01-2019
John H WhitePruco Securities, LLC.Ameriprise Financial Services, Inc.$15001-29-2019
Andrew Curry WaltersEdward JonesAmeriprise Financial Services, Inc.01-28-2019
Edward Russell FromeWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$101-25-2019
Michael Anthony SpartzMoors & Cabot, Inc.Ameriprise Financial Services, Inc.$15001-22-2019
Richard Charles HagopianCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2501-18-2019
Robert Stephen KatchinoskiSigma Financial CorporationAmeriprise Financial Services, Inc.$2501-18-2019
Eugene Samuel SpitzerLPL Financial LLCAmeriprise Financial Services, Inc.$2501-17-2019
Tyler Scott ManessLPL Financial LLCAmeriprise Financial Services, Inc.01-15-2019
Kathleen Erin KellyWilliam BlairAmeriprise Financial Services, Inc.$5001-11-2019
Shane Ross AbernathyHilltop Securities Independent Network Inc.Ameriprise Financial Services, Inc.$5001-11-2019
Henry Charles Kochan Jr.APW Capital, Inc.Ameriprise Financial Services, Inc.$5001-08-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, Inc.01-08-2019
Thomas Burke, Jeffrey Fiehler, Terry Moyers Securities America, Inc.Ameriprise Financial Services, Inc.$44901-03-2019
Alexis Mikhail-Hirahara BuchholzBFG Wealth Management LLCAmeriprise Financial Services, Inc.01-03-2019
Jeffrey Richard FiehlerArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Joseph Benjamin StrikeArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Sarah Beth Hartmann BurkemperArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Thomas Andrew BurkeArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
« Previous PageNext Page »

Showing 51 to 75 of 2,565 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.