Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Wyman Howells Jr.Raymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5007-16-2018
Kevin Francis DegabrielCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1007-13-2018
Michael Joseph MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
Nick Victor Gergov Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-13-2018
Sarah Jo ContinoCAM Investor SolutionsAmeriprise Financial Services, Inc.07-13-2018
William Joseph AmatuzzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
Scot Gilbert SinklerStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10007-10-2018
Eric A SwansonU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$107-09-2018
Gregory Alan JacobsonNational Securities CorporationAmeriprise Financial Services, Inc.$2507-09-2018
David William BarrellBarrell Investment Group, Inc.Ameriprise Financial Services, Inc.07-06-2018
Joseph Anthony MurtoCetera Advisors LLCAmeriprise Financial Services, Inc.$10007-06-2018
Scott Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, Inc.07-05-2018
Barbara Jean HedblomRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$10006-27-2018
Corey Robert WishniaNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.06-25-2018
Kimberly Ann CarsonSCF Securities, Inc.Ameriprise Financial Services, Inc.06-18-2018
Dustin R AlexanderWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.06-15-2018
Lynn Carol McewenEdward JonesAmeriprise Financial Services, Inc.$10006-11-2018
Robert Dale DukateRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$15006-08-2018
Todd Anthony LienSigma Financial CorporationAmeriprise Financial Services, Inc.$5006-08-2018
Brian William KrausLPL Financial LLCAmeriprise Financial Services, Inc.$106-05-2018
Henry Gennadiy IlyasovInvestment Link, LLCAmeriprise Financial Services, Inc.06-05-2018
Kelly Ann ConnellyLPL Financial LLCAmeriprise Financial Services, Inc.06-04-2018
Sean Patrick ClementzEdward JonesAmeriprise Financial Services, Inc.06-04-2018
Michael Elliot TaylorMML Investors Services, LLCAmeriprise Financial Services, Inc.$106-01-2018
Albert Joseph DelucaMoors & Cabot, Inc.Ameriprise Financial Services, Inc.05-25-2018
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Showing 176 to 200 of 2,565 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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