Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelly Ann ConnellyLPL Financial LLCAmeriprise Financial Services, Inc.06-04-2018
Sean Patrick ClementzEdward JonesAmeriprise Financial Services, Inc.06-04-2018
Michael Elliot TaylorMML Investors Services, LLCAmeriprise Financial Services, Inc.$106-01-2018
Albert Joseph DelucaMoors & Cabot, Inc.Ameriprise Financial Services, Inc.05-25-2018
Alex Ethan HendricksonLPL Financial LLCAmeriprise Financial Services, Inc.05-25-2018
Fadi Sami SolimanIBN Financial Services, Inc.Ameriprise Financial Services, Inc.$10005-25-2018
Brian A EisenmanPruco Securities, LLC.Ameriprise Financial Services, Inc.$2505-22-2018
Joshua Ariel LelahLelah Financial, LLCAmeriprise Financial Services, Inc.05-22-2018
James M KorzikFirst Light Wealth Advisors, LLCAmeriprise Financial Services, Inc.05-21-2018
Robert Scott PiersonMorgan StanleyAmeriprise Financial Services, Inc.05-21-2018
Patricia Ann MuhaWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.05-17-2018
Suzi LedererLPL Financial LLCAmeriprise Financial Services, Inc.$1005-17-2018
Veronica Suzanne BrooksWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2505-17-2018
John ViscusoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-15-2018
Lauren Marie O'BrienEdward JonesAmeriprise Financial Services, Inc.05-14-2018
Joshua Gregory RentLPL Financial LLCAmeriprise Financial Services, Inc.$5005-09-2018
Curtis Alan SporesEdward JonesAmeriprise Financial Services, Inc.05-07-2018
Ivan Jesus Vegas Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-04-2018
Julian Daniel DemallevilleWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.05-04-2018
Kathleen Susan WeberLPL Financial LLCAmeriprise Financial Services, Inc.$5005-04-2018
John Michael DyerRoyal Oak Financial Advisors, LLCAmeriprise Financial Services, Inc.05-03-2018
Steven A SchulmanMoney Concepts Capital CorpAmeriprise Financial Services, Inc.$10005-03-2018
Edward Lee WinokurOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$10004-27-2018
David Alan PalermoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-20-2018
Gary Wilson KellerIndependent Financial Group, LLCAmeriprise Financial Services, Inc.04-20-2018
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Showing 201 to 225 of 2,569 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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