Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$50004-09-2018
Lesley Marshall VanborssumCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2507-24-2017
Jonathon Richard Mc AdowCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.04-25-2017
Kevin Robert ConleyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1001-03-2017
Lynda Brittain BlessingCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2512-09-2016
Laura Ann BickelCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-24-2016
Richard Keith PottsCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$3904-29-2016
David Lowell HardacreCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$5011-13-2014
Michael Scott HammackCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.10-16-2014
Sam Fathy GhalyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.07-17-2014
Kristi Lyn SanzCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2014
Edwin Lewis KeithCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$10005-30-2014
Justin Daniel ManryCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.09-26-2013
David Wayne TomfohrdeCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.08-23-2013
Richard Alan Pollock Jr.Cambridge Investment Research, Inc.Ameriprise Financial Services, Inc.04-18-2013
Kevin A RushCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.01-02-2013
Nancy Lynn CongdonCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$5008-03-2012
Cindy Shu-Way ShiCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$107-30-2012
Thomas Warren BassCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$5006-29-2012
Carter Conrad BenkendorferCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$5006-15-2012
Henry Durward Thompson Jr.Cambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2506-15-2012
William Gregg SchnellbacherCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-15-2012
Kraig Joseph CawleyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.08-31-2011
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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