Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2019
Lesley Marshall VanborssumCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.07-24-2017
Adam Michael TroyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.05-22-2017
Jonathon Richard Mc AdowCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.04-25-2017
Michael Scott HammackCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.10-16-2014
Kristi Lyn SanzCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2014
Richard Alan Pollock Jr.Cambridge Investment Research, Inc.Ameriprise Financial Services, Inc.04-18-2013
Kevin A. RushCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.01-02-2013
Cindy Shu-Way ShiCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.07-30-2012
Henry Durward Thompson Jr.Cambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-15-2012
William Gregg SchnellbacherCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-15-2012
Allison Elizabeth ConlonCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.01-03-2011
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
Kevin Robert ConleyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1001-03-2017
David Lowell HardacreCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1011-13-2014
Lynda Brittain BlessingCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2512-09-2016
Kent Wakefield McKeeCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2505-18-2011
Andrew Joseph SohnCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2501-03-2011
Mark Edward PelletierCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2501-03-2011
Richard Keith PottsCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$3904-29-2016
Thomas Warren BassCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$5006-29-2012
Carter Conrad BenkendorferCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$5006-15-2012
Evan Peter WelchCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$5001-03-2011
Edwin Lewis KeithCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$10005-30-2014
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$50004-09-2018

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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