Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$106-14-2019
Joseph Kenneth Edwins Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$2505-31-2019
Richard Charles HagopianCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2501-18-2019
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$111-21-2018
James John ZienCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10009-28-2018
Michael Sean DuganCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1009-14-2018
Karl Andrew MundtCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2508-24-2018
Scott Christopher MoestaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-24-2018
Kevin Francis DegabrielCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1007-13-2018
Michael Joseph MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
William Joseph AmatuzzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
David Alan PalermoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-20-2018
John Nathan MooseCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5004-20-2018
Kristen Emeline KaniaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1001-26-2018
Michael Anthony SoloCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-06-2017
Christopher Gerard MurphyCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-28-2017
Lisa Marie ZywickiCommonwealth Financial NetworkAmeriprise Financial Services, Inc.04-28-2017
Mark John YatrosCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10004-21-2017
Daniel Jonathan BrownCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5003-03-2017
Vertti Eemeli Iso-AholaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$103-03-2017
Mark Douglas Weaver, Uwe Fred Schweikert, Joel Douglas Wheeler, Calvin Leon Brown, Susan Dale FinleyCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-20-2017
Michael Ross WestonCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-20-2017
Thomas David StorrieCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2501-20-2017
Brett Russell SaideCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5012-21-2016
Cheryl Jean GrochowskiCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1006-24-2016
Next Page »

Showing 1 to 25 of 69 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.