Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shaun William ScottLPL Financial LLCAmeriprise Financial Services, Inc.$10007-31-2013
Benjamin Lee WadaLPL Financial LLCAmeriprise Financial Services, Inc.08-02-2013
Irma Lincoln HamptonLPL Financial LLCAmeriprise Financial Services, Inc.$10008-05-2013
Andrew Gilbert FraleyLPL Financial LLCAmeriprise Financial Services, Inc.$10008-06-2013
Jon Andrew GarnerLPL Financial LLCAmeriprise Financial Services, Inc.08-15-2013
Michael Ibrahim ShalhoubLPL Financial LLCAmeriprise Financial Services, Inc.08-23-2013
Terry Robert ClemanLPL Financial LLCAmeriprise Financial Services, Inc.$50008-29-2013
Carl B Dickson Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$50009-06-2013
Daniel John MurphyLPL Financial LLCAmeriprise Financial Services, Inc.$50009-12-2013
Ryan Lee SheetsLPL Financial LLCAmeriprise Financial Services, Inc.09-13-2013
Joshua Thomas SheetsLPL Financial LLCAmeriprise Financial Services, Inc.09-13-2013
Jasmine SehgalLPL Financial LLCAmeriprise Financial Services, Inc.09-20-2013
John Michael Cartolano Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$50009-26-2013
James Paul NorrisLPL Financial LLCAmeriprise Financial Services, Inc.$50009-26-2013
Jayson Call Walker Sr.LPL Financial LLCAmeriprise Financial Services, Inc.$15009-27-2013
Troy A. GourdeLPL Financial LLCAmeriprise Financial Services, Inc.10-04-2013
Michael Eugene Di LorenzoLPL Financial LLCAmeriprise Financial Services, Inc.10-18-2013
Christopher Lee StiverLPL Financial LLCAmeriprise Financial Services, Inc.$25011-12-2013
Michael Richard ConleyLPL Financial LLCAmeriprise Financial Services, Inc.$50011-21-2013
Jamison Michael Lippert-NegenLPL Financial LLCAmeriprise Financial Services, Inc.11-29-2013
James Francis SirekLPL Financial LLCAmeriprise Financial Services, Inc.11-29-2013
Craig Howard HarsfieldLPL Financial LLCAmeriprise Financial Services, Inc.$10012-06-2013
Jason R. DuguayLPL Financial LLCAmeriprise Financial Services, Inc.$50012-06-2013
Jeffrey Paul KnowlesLPL Financial LLCAmeriprise Financial Services, Inc.$50012-09-2013
Maria Bonino-HousermanLPL Financial LLCAmeriprise Financial Services, Inc.$50012-10-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.