Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Gregory CookLPL Financial LLCAmeriprise Financial Services, Inc.11-12-2019
Victor Alexander KobyLPL Financial LLCAmeriprise Financial Services, Inc.$25008-30-2019
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, Inc.$25008-19-2019
Jeffrey Robert LavinLPL Financial LLCAmeriprise Financial Services, Inc.$50008-15-2019
Christopher Charles SouliosLPL Financial LLCAmeriprise Financial Services, Inc.$10006-21-2019
Richard Herbert LinsdayLPL Financial LLCAmeriprise Financial Services, Inc.$85006-21-2019
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Jessica Elizabeth AbramsLPL Financial LLCAmeriprise Financial Services, Inc.05-13-2019
John Daniel QuinnLPL Financial LLCAmeriprise Financial Services, Inc.05-10-2019
Jason William CoddingtonLPL Financial LLCAmeriprise Financial Services, Inc.$10004-22-2019
Antoinette H NaghaviLPL Financial LLCAmeriprise Financial Services, Inc.$10003-21-2019
Bridget N. ConlonLPL Financial LLCAmeriprise Financial Services, Inc.03-19-2019
Brooke Elizabeth DuchaneyLPL Financial LLCAmeriprise Financial Services, Inc.10-02-2018
Ann Bowers KinderLPL Financial LLCAmeriprise Financial Services, Inc.$25008-08-2018
Michael Daniel CioccaLPL Financial LLCAmeriprise Financial Services, Inc.07-24-2018
Gregory Bennett TrostLPL Financial LLCAmeriprise Financial Services, Inc.$25001-22-2018
John Nicholas MatsonLPL Financial LLCAmeriprise Financial Services, Inc.$41011-02-2017
Kent Katsuo TanakaLPL Financial LLCAmeriprise Financial Services, Inc.$25010-20-2017
John Andrew HannonLPL Financial LLCAmeriprise Financial Services, Inc.09-22-2017
Robert Brennan DawsonLPL Financial LLCAmeriprise Financial Services, Inc.08-21-2017
Martha Ellen LaffLPL Financial LLCAmeriprise Financial Services, Inc.$50012-08-2016
Jay Duane ChamplainLPL Financial LLCAmeriprise Financial Services, Inc.$50011-21-2016
Angela Dawn O NeilinLPL Financial LLCAmeriprise Financial Services, Inc.10-05-2016
Christopher David PuzioLPL Financial LLCAmeriprise Financial Services, Inc.06-01-2016
Clarence Lamar Simpson Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$50009-22-2015
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Showing 1 to 25 of 76 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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