Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evan Mikel EiningerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-15-2019
Nicholas Daniel AlbertiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-20-2018
Marshall Ira DumontMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2512-10-2018
Angelo Michael FerlisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2511-28-2018
Samuel Isaac HayesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-02-2018
Alexander William CowanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-24-2018
Ivan Jesus Vegas JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-04-2018
Vanessa Jayne StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-27-2018
Karen CruzMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-01-2017
Matthew Michael BarnettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-21-2017
Elizabeth M LabossiereMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-08-2017
Lee Matthew PoulisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-25-2017
James Stuart BranscombeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$1010-20-2017
James F. SidarisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-22-2017
Lawrence Alan Hess, Edward Hunter McCay IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$1809-08-2017
Carolyn Marie HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-25-2017
Tyler William HaireMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-08-2017
Gilbert E. Gaeta-SymondsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-02-2017
James E DankoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10003-08-2017
Jaclyn Rose McMahonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-01-2016
Thomas Anthony BucholtzMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-14-2016
Alfredo PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-16-2016
John Robert PolivkaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-08-2016
Dwayne Martin JenkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-14-2016
Nicole E. VankirkMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-29-2016
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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