Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Joseph LandiMetLife Securities Inc.Ameriprise Financial Services, Inc.09-19-2016
Russell Earl HolmesMetLife Securities Inc.Ameriprise Financial Services, Inc.09-16-2016
Michael Ryan PangerMetLife Securities Inc.Ameriprise Financial Services, Inc.01-22-2016
Jonathan Evans LoweryMetLife Securities Inc.Ameriprise Financial Services, Inc.12-17-2015
Timothy George GarnerMetLife Securities Inc.Ameriprise Financial Services, Inc.08-21-2015
Ryan Thomas MeyerMetLife Securities Inc.Ameriprise Financial Services, Inc.07-22-2015
Christopher Phillip KramerMetLife Securities Inc.Ameriprise Financial Services, Inc.07-10-2015
Anthony Thomas NofiMetLife Securities Inc.Ameriprise Financial Services, Inc.06-12-2015
Robert Allen FriedmarMetLife Securities Inc.Ameriprise Financial Services, Inc.06-10-2015
Justin Joseph PreviteMetLife Securities Inc.Ameriprise Financial Services, Inc.05-01-2015
Marilyn Carol FriedmanMetLife Securities Inc.Ameriprise Financial Services, Inc.05-01-2015
Kevin Patrick HareMetLife Securities Inc.Ameriprise Financial Services, Inc.02-27-2015
Stephen Michael RaymondMetLife Securities Inc.Ameriprise Financial Services, Inc.02-25-2015
Stephen Wayne StrongMetLife Securities Inc.Ameriprise Financial Services, Inc.02-10-2015
David Michael MedickMetLife Securities Inc.Ameriprise Financial Services, Inc.12-11-2014
Jeffrey Edward ConleyMetLife Securities Inc.Ameriprise Financial Services, Inc.09-12-2014
Eric Anthony RollinsMetLife Securities Inc.Ameriprise Financial Services, Inc.07-28-2014
Ryan Patrick LambertMetLife Securities Inc.Ameriprise Financial Services, Inc.07-18-2014
David PoupardMetLife Securities Inc.Ameriprise Financial Services, Inc.07-01-2014
Maureen Karen KattermannMetLife Securities Inc.Ameriprise Financial Services, Inc.06-25-2014
Emmanuel Thomas Floyd GilmoreMetLife Securities Inc.Ameriprise Financial Services, Inc.05-16-2014
Linda Gail StubblefieldMetLife Securities Inc.Ameriprise Financial Services, Inc.08-27-2013
Terrence DanielsMetLife Securities Inc.Ameriprise Financial Services, Inc.08-09-2013
Joel Ira BernsteinMetLife Securities Inc.Ameriprise Financial Services, Inc.05-21-2013
Jennifer Alisa Des GroseilliersMetLife Securities Inc.Ameriprise Financial Services, Inc.02-01-2013
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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