Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Russell HallMorgan StanleyAmeriprise Financial Services, Inc.11-16-2009
John Kress Williams IIIMorgan StanleyAmeriprise Financial Services, Inc.12-11-2009
Rebecca Kates MillerMorgan StanleyAmeriprise Financial Services, Inc.01-15-2010
Christine Kay SpencerMorgan StanleyAmeriprise Financial Services, Inc.$2502-08-2010
John Schubert WebermeierMorgan StanleyAmeriprise Financial Services, Inc.03-01-2010
Brendan John DonoghueMorgan StanleyAmeriprise Financial Services, Inc.06-21-2010
Benjamin Ehren LeessMorgan StanleyAmeriprise Financial Services, Inc.06-28-2010
Neda Keshani HooksMorgan StanleyAmeriprise Financial Services, Inc.07-19-2010
Todd Michael PriceMorgan StanleyAmeriprise Financial Services, Inc.01-14-2011
Andrew M WatkinsMorgan StanleyAmeriprise Financial Services, Inc.$10002-04-2011
John Richard HunsbergerMorgan StanleyAmeriprise Financial Services, Inc.$5005-06-2011
Mark Charles DelmarMorgan StanleyAmeriprise Financial Services, Inc.05-06-2011
Robert Coloret, Mark DelmarMorgan StanleyAmeriprise Financial Services, Inc.$10705-16-2011
Kelly Ryan HewittMorgan StanleyAmeriprise Financial Services, Inc.10-17-2011
Richard Michael KapchukMorgan StanleyAmeriprise Financial Services, Inc.$5010-28-2011
Michael Barry CarterMorgan StanleyAmeriprise Financial Services, Inc.$5011-18-2011
Kurt Edward SteinMorgan StanleyAmeriprise Financial Services, Inc.$5002-10-2012
Gregory John BurieMorgan StanleyAmeriprise Financial Services, Inc.$5002-24-2012
John Holland RinggenbergMorgan StanleyAmeriprise Financial Services, Inc.06-18-2012
Janet Marie Hroncich, Thomas PalazzoMorgan StanleyAmeriprise Financial Services, Inc.$15007-13-2012
Michael C MarraMorgan StanleyAmeriprise Financial Services, Inc.12-10-2012
Sharon Lee MaloneyMorgan StanleyAmeriprise Financial Services, Inc.$5005-01-2013
Phillip Scott GarrettMorgan StanleyAmeriprise Financial Services, Inc.05-20-2013
David Louis FormanMorgan StanleyAmeriprise Financial Services, Inc.$5006-13-2013
David E MottMorgan StanleyAmeriprise Financial Services, Inc.$15006-14-2013
Next Page »

Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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