Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corey Robert WishniaNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.06-25-2018
Jessica Lynn MansavageNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.03-23-2018
Sarah Elizabeth ArthurNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.$10003-02-2018
Lauren Catherine McneillNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.04-04-2017
James R WilliamsNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.03-30-2017
Charles Kermit AltendorferNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.03-17-2017
Hsin-Cheng KuoNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.10-27-2016
Kimberly Nicole EvansNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.08-04-2016
Christian B RayNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.11-10-2015
Sherre Rae HemmingNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.10-21-2015
Jill L Conda JacobsonNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.09-14-2015
John V CurtinNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.07-28-2015
Joseph Michael DwyerNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.05-29-2015
Brian Patrick MerrickNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.05-11-2015
Katherine Lindsay RobertsNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.04-27-2015
Adam Scott HuebnerNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.04-15-2015
Charles William Keeley IIINorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.01-20-2015
Jacob Scott BierstedtNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.10-08-2014
Joseph John TristanoNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.09-01-2014
Mary Jo StaniszewskiNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.06-18-2014
Christopher Hiroshi HoriNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.05-28-2014
Virginia ForestNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.09-04-2013
Christopher George WernerNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.08-16-2013
Deborah CoonsNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.11-14-2011
Lance G IngersonNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.02-05-2010
Next Page »

Showing 1 to 25 of 28 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.