Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel James SchreinerOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.06-03-2019
Hollis Lynn HermanOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$9702-12-2019
Alexander S GarrettOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15012-10-2018
Robert Alan CoronaOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$1009-12-2018
Edward Lee WinokurOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$10004-27-2018
Franklin James ThomasOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.02-16-2018
David Andrew BeatonOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$5005-22-2017
Michael Douglas WaltersOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$2502-03-2017
Frank Oscar CurcioOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.01-10-2017
Anthony Joseph MarinoOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$20010-26-2016
David Victor AndersonOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$5005-01-2015
Steven Victor SellersOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$2505-01-2015
Ted Ross EmersonOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$2511-28-2014
Gerard Vincent AllenOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.05-30-2014
Juan Francisco ManteigaOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.05-30-2014
Drew Michael KeenanOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$5008-30-2013
Daniel Witt MittagOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.01-13-2011

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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