Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffry Francis AxePruco Securities, LLC.Ameriprise Financial Services, Inc.04-08-2019
John H WhitePruco Securities, LLC.Ameriprise Financial Services, Inc.$15001-29-2019
Standar HammondsPruco Securities, LLC.Ameriprise Financial Services, Inc.$1009-11-2018
Brian A EisenmanPruco Securities, LLC.Ameriprise Financial Services, Inc.$2505-22-2018
Sean Michael ShepherdPruco Securities, LLC.Ameriprise Financial Services, Inc.12-10-2017
Monika Faye StonehockerPruco Securities, LLC.Ameriprise Financial Services, Inc.$108-10-2017
Kimberly Hope CoryellPruco Securities, LLC.Ameriprise Financial Services, Inc.04-11-2017
Sarah Elizabeth BrechbuehlPruco Securities, LLC.Ameriprise Financial Services, Inc.03-28-2017
Kevin C SaguiPruco Securities, LLC.Ameriprise Financial Services, Inc.02-25-2016
Adam Benjamin KayPruco Securities, LLC.Ameriprise Financial Services, Inc.02-24-2016
Mahesh Chandra SachdevaPruco Securities, LLC.Ameriprise Financial Services, Inc.01-24-2014
Shannon Thomas SulewskiPruco Securities, LLC.Ameriprise Financial Services, Inc.$9701-02-2014
Michael J Emery Sr.Pruco Securities, LLC.Ameriprise Financial Services, Inc.12-09-2013
Scott Nelson KalivodaPruco Securities, LLC.Ameriprise Financial Services, Inc.05-29-2013
Debra Ann MohrPruco Securities, LLC.Ameriprise Financial Services, Inc.12-07-2011
Robert Joseph SikorskiPruco Securities, LLC.Ameriprise Financial Services, Inc.08-22-2011
Robert David MonkelisPruco Securities, LLC.Ameriprise Financial Services, Inc.06-21-2010
Chucri Kamal ChucriPruco Securities, LLC.Ameriprise Financial Services, Inc.$108-10-2009
Joseph Kevin CroninPruco Securities, LLC.Ameriprise Financial Services, Inc.08-03-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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