Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Richard MohoricPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.05-23-2019
Sean Vaughn OwenPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$1005-23-2019
Max DeanPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10011-26-2018
Richard P JohnsonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.11-26-2018
Bruce Blase PalenPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$2508-13-2018
Erik William BrennerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10001-31-2018
Jason Michael WeaverPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$105-16-2017
Travis John WeaverPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.05-16-2017
Bert Thomas BowlerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$1004-21-2017
Laurel Marie MathewsPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$2504-21-2017
Tu Anh TranPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$5003-16-2017
David Leonard Van OvereemPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$110-27-2016
Michael Joseph AnnunziataPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$3708-12-2016
Giancarlo DalimontePurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.07-11-2016
Matthew Joseph FigueroaPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.04-01-2016
Cole Gilliam ParksPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$5003-23-2016
James Edward HarrisPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.03-23-2016
Brian Patrick JackPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.01-22-2016
Joel Stephen PearsonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.11-20-2015
Michael Brennan StaffordPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.11-03-2015
Odette Suzanne ThurstonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.05-01-2015
James Douglas DickeyPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.08-08-2014
James Joseph Barrett Jr.Purshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.05-16-2014
Noah C MorganPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.05-16-2014
Todd Paul TarantinoPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.05-16-2014
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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