Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rakesh BhartiSigma Financial CorporationAmeriprise Financial Services, Inc.$2504-12-2019
Robert Stephen KatchinoskiSigma Financial CorporationAmeriprise Financial Services, Inc.$2501-18-2019
John Eric Moore Jr.Sigma Financial CorporationAmeriprise Financial Services, Inc.$15012-17-2018
Darren Andrew BonsonSigma Financial CorporationAmeriprise Financial Services, Inc.$15012-13-2018
David Wells ChampeSigma Financial CorporationAmeriprise Financial Services, Inc.$15010-31-2018
Richard James LubeckiSigma Financial CorporationAmeriprise Financial Services, Inc.$2510-29-2018
Chad Jay JohnsonSigma Financial CorporationAmeriprise Financial Services, Inc.$2510-26-2018
Todd Anthony LienSigma Financial CorporationAmeriprise Financial Services, Inc.$5006-08-2018
Richard Charles StainsbySigma Financial CorporationAmeriprise Financial Services, Inc.$2503-16-2018
Joey Robert LovgrenSigma Financial CorporationAmeriprise Financial Services, Inc.$6311-01-2017
Robert Howell Frank IIISigma Financial CorporationAmeriprise Financial Services, Inc.$5005-12-2017
Alan Harry DavidsonSigma Financial CorporationAmeriprise Financial Services, Inc.$10012-02-2016
Vincent CanzoneriSigma Financial CorporationAmeriprise Financial Services, Inc.10-27-2016
Andrew Lawrence MussenSigma Financial CorporationAmeriprise Financial Services, Inc.$2504-15-2016
Gregg Warren BowenSigma Financial CorporationAmeriprise Financial Services, Inc.$5002-04-2016
Jeffrey Farner MeyerSigma Financial CorporationAmeriprise Financial Services, Inc.$4302-04-2016
Mark Cameron EyreSigma Financial CorporationAmeriprise Financial Services, Inc.$23408-06-2015
Garret Thomas JettSigma Financial CorporationAmeriprise Financial Services, Inc.$16702-25-2015
Leigh Ellen GuidoSigma Financial CorporationAmeriprise Financial Services, Inc.02-13-2015
Gregory Allen DexterSigma Financial CorporationAmeriprise Financial Services, Inc.$2502-06-2015
Richard Peter SteigerwaldSigma Financial CorporationAmeriprise Financial Services, Inc.$5010-24-2014
Barry StokleySigma Financial CorporationAmeriprise Financial Services, Inc.07-11-2014
Harold M. MandellSigma Financial CorporationAmeriprise Financial Services, Inc.06-01-2014
Ty Colby HodgesSigma Financial CorporationAmeriprise Financial Services, Inc.$2305-23-2014
Dale John DriggsSigma Financial CorporationAmeriprise Financial Services, Inc.$9411-07-2013
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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