Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Louis FrankhauserWaddell & ReedAmeriprise Financial Services, Inc.01-19-2018
Christopher Matthew ScelsaWaddell & ReedAmeriprise Financial Services, Inc.01-25-2017
Kevin WileyWaddell & ReedAmeriprise Financial Services, Inc.01-13-2017
Brian Jeoffrey MunsonWaddell & ReedAmeriprise Financial Services, Inc.12-21-2016
Robert James RalstonWaddell & ReedAmeriprise Financial Services, Inc.$110-26-2016
Gary Michael PawliczekWaddell & ReedAmeriprise Financial Services, Inc.$5008-26-2016
James Clemens DuncombeWaddell & ReedAmeriprise Financial Services, Inc.$1007-08-2016
Kenneth Dean HinkleWaddell & ReedAmeriprise Financial Services, Inc.07-05-2016
David O'Dean HeardWaddell & ReedAmeriprise Financial Services, Inc.06-03-2016
Kay-Anne Chan ImperialWaddell & ReedAmeriprise Financial Services, Inc.05-26-2016
Peter Jacob Hunter-HansonWaddell & ReedAmeriprise Financial Services, Inc.03-01-2016
Kevin Kingsley HolmesWaddell & ReedAmeriprise Financial Services, Inc.12-16-2015
Barry CraineWaddell & ReedAmeriprise Financial Services, Inc.$15010-30-2015
Feng Kou ChenWaddell & ReedAmeriprise Financial Services, Inc.09-03-2015
Scott Douglas CramerWaddell & ReedAmeriprise Financial Services, Inc.08-17-2015
Terrence Michael Sterling HassanallyWaddell & ReedAmeriprise Financial Services, Inc.07-17-2015
Jasper Newton Watson IIIWaddell & ReedAmeriprise Financial Services, Inc.10-06-2014
Brett Robert KahnertWaddell & ReedAmeriprise Financial Services, Inc.07-28-2014
John Benjamin Vitale Jr.Waddell & ReedAmeriprise Financial Services, Inc.04-07-2014
Lawrence Hubert ParkerWaddell & ReedAmeriprise Financial Services, Inc.02-07-2014
James Christian KaiserWaddell & ReedAmeriprise Financial Services, Inc.01-30-2014
Armen John Guleserian Jr.Waddell & ReedAmeriprise Financial Services, Inc.12-12-2013
Christina Kaye WilsonWaddell & ReedAmeriprise Financial Services, Inc.11-26-2013
Joseph Robert HolzhauseWaddell & ReedAmeriprise Financial Services, Inc.11-26-2013
David Joseph MarinaWaddell & ReedAmeriprise Financial Services, Inc.10-22-2013
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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