Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Curry WaltersEdward JonesAmeriprise Financial Services, Inc.01-28-2019
Angelo Michael FerlisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2511-28-2018
James Alexander Waters Jr.FSC Securities CorporationAmeriprise Financial Services, Inc.$1010-27-2017
Alex M GastOneAscent Financial Services LLCAmeriprise Financial Services, Inc.03-22-2017
Cavett Robert CooperOneAscent Financial Services LLCAmeriprise Financial Services, Inc.03-22-2017
Robert Hays LatimerOneAscent Financial Services LLCAmeriprise Financial Services, Inc.03-22-2017
Dennis Randall LairdLPL Financial LLCAmeriprise Financial Services, Inc.12-02-2016
Donald Sherwood LundyLPL Financial LLCAmeriprise Financial Services, Inc.12-02-2016
John William Pfaudler Jr.LPL Financial LLCAmeriprise Financial Services, Inc.12-02-2016
Jonna Purse ToddCetera Investment Services LLCAmeriprise Financial Services, Inc.$2511-02-2016
Robert William MorrisBB&T Securities, LLCAmeriprise Financial Services, Inc.$102-05-2016
Jonathan Evans LoweryMetLife Securities Inc.Ameriprise Financial Services, Inc.12-17-2015
Michael Shawn SyxRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.09-24-2015
William Lance HocuttRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1009-18-2015
Kevin Wade HarperLPL Financial LLCAmeriprise Financial Services, Inc.05-15-2015
Margaret Elisabeth HallCetera Advisors LLCAmeriprise Financial Services, Inc.$1004-17-2015
Kerry Norman WilliamsonKestra Investment Services, LLCAmeriprise Financial Services, Inc.02-18-2015
William E Griggs IIIKestra Investment Services, LLCAmeriprise Financial Services, Inc.02-18-2015
James Harol Harrison Jr.LPL Financial LLCAmeriprise Financial Services, Inc.02-13-2015
Clayton Bitting AhoLPL Financial LLCAmeriprise Financial Services, Inc.02-06-2015
Mayo M WoodwardBB&T Securities, LLCAmeriprise Financial Services, Inc.01-28-2015
Daryl Scott KrogmannCetera Investment Services LLCAmeriprise Financial Services, Inc.02-27-2014
Dennis Alan Haubert Jr.Cetera Investment Services LLCAmeriprise Financial Services, Inc.09-25-2013
John Douglas TaborCetera Investment Services LLCAmeriprise Financial Services, Inc.08-23-2013
Mark Francis PoslajkoLPL Financial LLCAmeriprise Financial Services, Inc.$1007-22-2013
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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